RG
Robert Graziano
INSPEREX LLC
Hoboken, NJ
Some features on this profile are disabled
CRD#: 5629196
RG
Professional summary
Robert Graziano, who also goes by Robert T Graziano, Robert Graziano, is a registered financial professional currently at INSPEREX LLC located in Hoboken, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert T Graziano | Robert Graziano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Graziano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2026 - Present
INSPEREX LLC
BD
CRD#: 101420
Hoboken, NJ
Past
September 24, 2021 - December 24, 2025
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Oakland, NJ
Past
September 24, 2021 - December 24, 2025
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
December 23, 2011 - October 8, 2021
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
December 23, 2011 - October 8, 2021
MORGAN STANLEY
BD
CRD#: 149777
New York, NY
Past
June 30, 2009 - December 1, 2011
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
JERSEY CITY, NJ
Past
May 8, 2009 - December 1, 2011
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2026)
RR
Alaska(1/12/2026)
RR
Arizona(1/12/2026)
RR
Arkansas(1/12/2026)
RR
California(1/12/2026)
RR
Colorado(1/12/2026)
RR
Connecticut(1/12/2026)
RR
Delaware(1/12/2026)
RR
District of Columbia(1/12/2026)
RR
Florida(1/12/2026)
RR
Georgia(1/12/2026)
RR
Hawaii(1/12/2026)
RR
Idaho(1/12/2026)
RR
Illinois(1/12/2026)
RR
Indiana(1/12/2026)
RR
Iowa(1/12/2026)
RR
Kansas(1/12/2026)
RR
Kentucky(1/12/2026)
RR
Louisiana(1/12/2026)
RR
Maine(1/12/2026)
RR
Maryland(1/12/2026)
RR
Massachusetts(1/12/2026)
RR
Michigan(1/12/2026)
RR
Minnesota(1/12/2026)
RR
Mississippi(1/12/2026)
RR
Missouri(1/12/2026)
RR
Montana(1/12/2026)
RR
Nebraska(1/12/2026)
RR
Nevada(1/12/2026)
RR
New Hampshire(1/12/2026)
RR
New Jersey(1/12/2026)
RR
New Mexico(1/12/2026)
RR
New York(1/12/2026)
RR
North Carolina(1/15/2026)
RR
North Dakota(1/12/2026)
RR
Ohio(1/12/2026)
RR
Oklahoma(1/12/2026)
RR
Oregon(1/12/2026)
RR
Pennsylvania(1/12/2026)
RR
Puerto Rico(1/12/2026)
RR
Rhode Island(1/12/2026)
RR
South Carolina(1/12/2026)
RR
South Dakota(1/12/2026)
RR
Tennessee(1/12/2026)
RR
Texas(1/12/2026)
RR
Utah(1/12/2026)
RR
Vermont(1/12/2026)
RR
Virgin Islands(1/12/2026)
RR
Virginia(1/12/2026)
RR
Washington(1/12/2026)
RR
West Virginia(1/12/2026)
RR
Wisconsin(1/12/2026)
RR
Wyoming(1/12/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| LEHRMAN, IRA | CHIEF TECHNOLOGY OFFICER | 2577289 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
