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Landon Headley Butler

CRD# 5628858·Registered 2009 - 2016
Previously Registered: Being a previously registered professional could mean that Landon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Landon Headley Butler, who also goes by Headley Butler, was a registered financial advisor. Landon was a previously registered financial professional and started their career in finance 2009 - 2016. Landon had worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Headley Butler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC·CRD# 170062
BD
Bethesda, MD
May 19, 2015 - June 16, 2016
LBC CAPITAL PARTNERS LLC·CRD# 148245
BD
Washington, DC
July 1, 2009 - May 19, 2015

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Current Firm

SL
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC

BKUS CAPITAL LLC | SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | REALFUND CAPITAL LLC | EDGEMOOR PARTNERS LLC

CRD#: 170062 / SEC#: 8-69407
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

96 Worcester Street, Wellesley Hills, MA 02481

Mailing Address

96 Worcester Street, Wellesley Hills, MA 02481

Phone Number

(774) 217-3429

Established

Delaware since 10/11/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SLC ASSET MANAGEMENT (US HOLDINGS) LLC (US)MANAGING MEMBER—
DREPAUL, ROSHNI ARUNAFINOP, PFO,POO6487453
LOUSARARIAN, BRETT JULIUSPRESIDENT5464727
MAGROSKY, EMILY CATHERINECHIEF COMPLIANCE OFFICER7945134

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed May 2009

Series 24 — General Securities Principal Examination

Passed Apr 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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