SP
Sean M. Pfeiffer
BOYCE & ASSOCIATES WEALTH CONSULTING
Cedar Park, TX 78613
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CRD#: 5628857
SP
Professional summary
Sean Michael Pfeiffer is a registered financial advisor currently at BOYCE & ASSOCIATES WEALTH CONSULTING, INC. located in Cedar Park, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sean has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sean Pfeiffer works as the President and a Broker for Downtown Buzz Inc d/b/a Reference Insurance. This is a non-investment related Insurance Agency and Mr. Pfeiffer began this position in 2008. He spends between 40-80 hours per month in this activity, which may or may not be during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Pfeiffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2024 - Present
BOYCE & ASSOCIATES WEALTH CONSULTING, INC.
Office #1: 3109 Kenai Dr. Ste 107, Cedar Park, TX 78613RIA
CRD#: 288157
Cedar Park, TX
Past
March 1, 2021 - October 1, 2024
BOYCE & ASSOCIATES WEALTH CONSULTING, INC.
RIA
CRD#: 288157
CEDAR PARK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BOYCE & ASSOCIATES WEALTH CONSULTING, INC.
A+ COLLEGE PLANNING | BOYCE & ASSOCIATES WEALTH CONSULTING, INC. | BKA WEALTH CONSULTING, INC.
CRD#: 288157 / SEC#: 801-121446
RIA
Registered Investment Advisory firm - (6/10/2021 Approved)California
Registered Investment Advisory firm - (9/3/2020 Terminated)Idaho
Registered Investment Advisory firm - (6/11/2021 Terminated)Texas
Registered Investment Advisory firm - (6/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/16/2024)
Current Firm
B&
BOYCE & ASSOCIATES WEALTH CONSULTING, INC.
A+ COLLEGE PLANNING | BOYCE & ASSOCIATES WEALTH CONSULTING, INC. | BKA WEALTH CONSULTING, INC.
CRD#: 288157 / SEC#: 801-121446
RIA
Registered Investment Advisory firm - (6/10/2021 Approved)California
Registered Investment Advisory firm - (9/3/2020 Terminated)Idaho
Registered Investment Advisory firm - (6/11/2021 Terminated)Texas
Registered Investment Advisory firm - (6/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3109 Kenai Dr. Ste 107, Cedar Park, TX 78613
Mailing Address
Phone number
(512) 522-4838
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 760 |
| AUM (Assets Under Management) | $ 194,299,434 |
Red Flags
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