Urvinder S. Soni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Urvinder S Soni was a registered financial professional .
Urvinder is a previously registered financial professional and started their career in finance in 2009. Urvinder had worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - June 21, 2016
JKM INVESTMENT MANAGEMENT LLC
February 2, 2010 - May 2, 2011
DYNASTY CAPITAL PARTNERS, INC.
March 3, 2009 - October 22, 2009
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JKM INVESTMENT MANAGEMENT LLC
CRD#: 158393 / SEC#:
Contact information
Red Flags
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