Bethany A. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bethany Anne Lewis, who also goes by Bethany A Harding, Bethany Anne Harding, was a registered financial professional .
Bethany is a previously registered financial professional and started their career in finance in 2013. Bethany had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2017 - August 25, 2023
BDFS CAPITAL LLC
July 17, 2017 - December 31, 2017
M. S. HOWELLS & CO.
April 12, 2016 - February 27, 2017
ARTISANS' FINANCIAL SERVICES
September 21, 2015 - July 25, 2017
LPL FINANCIAL LLC
January 9, 2013 - July 25, 2017
LPL FINANCIAL LLC
Primary Firm SEC Registration
BDFS CAPITAL LLC
CRD#: 287680 / SEC#: 801-120724
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BDFS CAPITAL LLC
CRD#: 287680 / SEC#: 801-120724
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,743 |
| AUM (Assets Under Management) | $ 411,329,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
