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For Advisors
NM

Natalie L. Miller

ARKADIOS CAPITAL
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 5627988
NM

Professional summary

Natalie Lane Miller, who also goes by Natalie L Winters, Natalie Lane Winters, is a registered financial professional currently at ARKADIOS CAPITAL located in Atlanta, Georgia and KIDRON CAPITAL SECURITIES LLC located in New York, New York.

Natalie is registered as a RR (Registered Representative) and started their career in finance in 2018. Natalie has worked at 14 firms and has passed the Series 99TO, SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Natalie L Winters | Natalie Lane Winters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Natalie Lane Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 4, 2021 - Present

ARKADIOS CAPITAL

Office #1: 2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
BD
CRD#: 282710
Atlanta, GA
Current

May 10, 2021 - Present

KIDRON CAPITAL SECURITIES LLC

Office #1: 152 West 57th Street 37th Fl, New York, NY 10019
BD
CRD#: 149826
New York, NY
Current

January 3, 2025 - Present

ARKAP MARKETS, LLC

Office #1: 2827 Peachtree Road, Suite 510, Atlanta, GA 30305
BD
CRD#: 326313
Atlanta, GA
Past

May 7, 2024 - May 21, 2024

ARKAP MARKETS, LLC

BD
CRD#: 326313
ATLANTA, GA
Past

February 9, 2021 - March 16, 2021

TUXEDO CAPITAL PARTNERS, LLC

BD
CRD#: 165049
ALPHARETTA, GA
Past

November 13, 2020 - March 16, 2021

FINTRUST BROKERAGE SERVICES, LLC

BD
CRD#: 41608
GREENVILLE, SC
Past

November 5, 2020 - April 13, 2021

MCP SECURITIES, LLC

BD
CRD#: 152669
PORT WASHINGTON, NY
Past

September 2, 2020 - March 16, 2021

ETICO PARTNERS, LLC

BD
CRD#: 122481
SARATOGA SPRINGS, NY
Past

August 14, 2020 - March 16, 2021

PANTEK SECURITIES LLC

BD
CRD#: 302091
Alpharetta, GA
Past

August 6, 2020 - March 16, 2021

LUMOS PARTNERS, LLC

BD
CRD#: 165050
PLEASANTON, CA
Past

July 24, 2020 - March 30, 2021

METRIC FINANCIAL, LLC

BD
CRD#: 33324
ATLANTA, GA
Past

April 2, 2020 - May 19, 2021

ZERMATT SECURITIES LLC

BD
CRD#: 47502
CHARLOTTE, NC
Past

February 29, 2020 - March 16, 2021

BRIDGE ALTERNATIVES SECURITIES, LLC.

BD
CRD#: 298625
LAKE FOREST, IL
Past

February 28, 2020 - June 15, 2020

SHARENETT SECURITIES LLC

BD
CRD#: 151011
NEW YORK, NY
Past

July 24, 2018 - March 16, 2021

FORIS CAPITAL US LLC

BD
CRD#: 282331
ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 7/24/2018
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ARKAP MARKETS, LLC
ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: , 8-71132

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 06/26/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKAP MARKETS, LLC

CRD#: 326313Atlanta, GA 30305

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