Robert D. Maloy

PATTON ALBERTSON MILLER GROUP

Macon, GA 31201

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CRD#: 5627943

Professional summary

Robert David Maloy JR., CFP® is a registered financial advisor currently at PATTON ALBERTSON MILLER GROUP, LLC located in Macon, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Maloy JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

January 5, 2018 - Present

PATTON ALBERTSON MILLER GROUP, LLC

Office #1: 231 Riverside Dr, Suite 105, Macon, GA 31201

RIA

CRD#: 281558

Macon, GA

Past

November 30, 2015 - December 31, 2017

PATTON ALBERTSON MILLER GROUP, LLC

RIA

CRD#: 281558

Macon, GA

Past

June 19, 2009 - November 30, 2015

PATTON ALBERTSON & MILLER LLC

RIA

CRD#: 126145

MACON, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATTON ALBERTSON MILLER GROUP, LLC

CRD#: 281558 / SEC#: 801-106877

RIA

Registered Investment Advisory firm - (10/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PATTON ALBERTSON MILLER GROUP, LLC

CRD#: 281558 / SEC#: 801-106877

RIA

Registered Investment Advisory firm - (10/20/2015 Approved)

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Contact information

Main Address

605 Chestnut Street Suite 900, Chattanooga, TN 37450

Mailing Address

Phone number

(423) 414-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATTON ALBERTSON MILLER GROUP LLC 2A DISCLOSURE BROCHURE 2025MARCH27 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,608
AUM (Assets Under Management)	$ 1,542,703,568

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/20/2024	Cover Page	Report
10/24/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert D. Maloy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Maloy JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PATTON ALBERTSON MILLER GROUP, LLC

PATTON ALBERTSON MILLER GROUP, LLC

PATTON ALBERTSON & MILLER LLC

Primary Firm SEC Registration

PATTON ALBERTSON MILLER GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

PATTON ALBERTSON MILLER GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PATTON ALBERTSON MILLER GROUP, LLC

TRUST BUT VERIFY

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