Robert David Maloy Jr.
CFP®Professional Summary
Robert David Maloy JR., CFP® is a registered financial advisor currently at PATTON ALBERTSON MILLER GROUP, LLC located in Macon, Georgia. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
ANTHONY SMITH ADVISORS, INC | PROVIDENT TRUST COMPANY | PROVIDENT FIDUCIARY SERVICES LLC | PATTON ALBERTSON MILLER GROUP, LLC | PATTON ALBERTSON & MILLER | PAM FIDUCIARY SERVICES LIMITED, LLC (PFSL)
Contact Information
Main Address
605 Chestnut Street Suite 900, Chattanooga, TN 37450Phone Number
(423) 414-2100# of Employees
23SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,630AUM (Assets Under Management)
$1,677,765,766Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/06/2026 | Cover Page | Report |
| 09/20/2024 | Cover Page | Report |
| 10/24/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ANTHONY SMITH ADVISORS, INC | PROVIDENT TRUST COMPANY | PROVIDENT FIDUCIARY SERVICES LLC | PATTON ALBERTSON MILLER GROUP, LLC | PATTON ALBERTSON & MILLER | PAM FIDUCIARY SERVICES LIMITED, LLC (PFSL)
State Registrations and Notice Filings
(1/10/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Robert David Maloy JR.'s CRS (Customer Relationship Summary).
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