JC
James E. Cochran
SUMMIT WEALTH GROUP
MEMPHIS, TN 38157
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CRD#: 5627737
JC
Professional summary
James Euart Cochran, CFP® is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Memphis, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. James has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Summit Wealth Group. Investment Related. At Registered Location. RIA. IAR. Start Date: 5/1/2025. 160 hrs/ month; all during trading hours. Service clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 5/1/2025. 1 hr/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) PKSF. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 5/1/2025. 1 hr/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 4) Euart Worldwide, LLC. Not Investment Related. At Registered Location. Operating LLC. Owner. Start Date: 7/14/2020. 1 hr/ month; all during trading hours. Personal company used for facilitating investment business 5) Summit Advisor Marketing, LLC. Not Investment Related. 322 IDLEWILD DR DILLON, CO 80435. Marketing Company. Owner. Start Date: 7/7/2022. 1 hr/ month; all during trading hours. Part owner of marketing company. 6) TENNESSEE STATE PARKS CONSERVANCY. Not Investment Related. P.O. Box 121884 Nashville, TN 37212. Non-Profit Organization. Board Member. Start Date: 1/1/2016. 3 hrs/ month; all during trading hours. We raise money for the state parks and distribute it to special projects for the parks. On financial committee as the treasurer. Don't have access to funds or handle money. Review financial statements and plans for the org.
CRS (Client Relationship Summary) - RIA
Click below to view James Euart Cochran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
April 9, 2025 - Present
SUMMIT WEALTH GROUP
Office #1: 5050 Poplar Avenue Suite 1200-1204, Memphis, TN 38157RIA
CRD#: 335242
MEMPHIS, TN
Current
May 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 5050 Poplar Ave Ste 1522, Memphis, TN 38157BD
CRD#: 35747
ALBANY, NY
Past
June 11, 2018 - May 2, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
MEMPHIS, TN
Past
June 11, 2018 - May 2, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
MEMPHIS, TN
Past
April 9, 2009 - June 12, 2018
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
GERMANTOWN, TN
Past
January 29, 2009 - June 12, 2018
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
GERMANTOWN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2025)
RR
Arizona(5/1/2025)
RR
Arkansas(5/1/2025)
RR
California(5/1/2025)
RR
Florida(5/1/2025)
RR
Indiana(5/1/2025)
RR
Kansas(5/1/2025)
RR
Mississippi(5/1/2025)
RR
New York(5/1/2025)
RR
North Carolina(5/5/2025)
IAR
Tennessee(4/9/2025)
RR
Tennessee(5/1/2025)
RR
Texas(5/1/2025)
RR
Virginia(5/1/2025)
RR
Washington(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13710 Struthers Road, Suite 115, Colorado Springs, CO 80921
Mailing Address
Phone number
(719) 633-4033
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,911 |
| AUM (Assets Under Management) | $ 1,353,760,295 |
Red Flags
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Company Information
SUMMIT WEALTH GROUP
CRD#: 335242Memphis, TN 38157TRUST BUT VERIFY
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