Benny A. Ynfante
Professional summary
Benny Andrew Ynfante is a registered financial advisor currently at ROOK STRATEGIES WEALTH MANAGEMENT, PLLC located in Robstown, Texas.
Benny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Benny has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benny Andrew Ynfante's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2021 - Present
ROOK STRATEGIES WEALTH MANAGEMENT, PLLC
June 6, 2018 - August 23, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 27, 2018 - August 23, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/22/2021)
Exams
Current Firm
ROOK STRATEGIES WEALTH MANAGEMENT, PLLC
CRD#: 316901 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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