Aaron N. Pelczar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Nicholas Pelczar, who also goes by Pelchar Aaron, Aaron Nicholas Pelchar, Aaron Pelchar, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2009. Aaron had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2021 - December 31, 2022
REGULA AUREA
November 26, 2012 - January 7, 2019
BNY MELLON SECURITIES CORPORATION
November 19, 2012 - January 7, 2019
BNY MELLON SECURITIES CORPORATION
July 24, 2009 - October 22, 2012
MML INVESTORS SERVICES, LLC
May 18, 2009 - October 22, 2012
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
REGULA AUREA
CRD#: 311776 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 185,370 |
Red Flags
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