James T. Boon

JUPITER WEALTH MANAGEMENT

Glendale, CO 80246

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CRD#: 5627174

Professional summary

James Tyler Boon, who also goes by Tyler Boon, is a registered financial advisor currently at JUPITER WEALTH MANAGEMENT, LLC located in Glendale, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Boon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Tyler Boon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2018 - Present

JUPITER WEALTH MANAGEMENT, LLC

Office #1: 4500 E Cherry Creek South Drive Suite 1060, Glendale, CO 80246

RIA

CRD#: 299220

Glendale, CO

Past

September 25, 2018 - January 2, 2019

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA

CRD#: 168256

DENVER, CO

Past

August 12, 2011 - September 18, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

May 14, 2010 - September 18, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

May 12, 2009 - May 4, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JUPITER WEALTH MANAGEMENT, LLC

CRD#: 299220 / SEC#: 801-114274

RIA

Registered Investment Advisory firm - (11/9/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/26/2018)

IAR

Texas
(11/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/14/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2009

General Securities Representative Examination

Current Firm

JUPITER WEALTH MANAGEMENT, LLC

CRD#: 299220 / SEC#: 801-114274

RIA

Registered Investment Advisory firm - (11/9/2018 Approved)

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Contact information

Main Address

4500 E Cherry Creek South Drive Suite 1060, Glendale, CO 80246

Mailing Address

Phone number

(303) 999-3716

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (9/18/2025)

PART 2A BROCHURE (9/18/2025)

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 399,348,791

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James T. Boon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Tyler Boon's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

JUPITER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2011

Series 63

Date: 5/14/2009

SIE

Date: 9/18/2018

Series 7

Date: 5/11/2009

Current Firm

JUPITER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JUPITER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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