Peter J. Winovich
Professional summary
Peter John Winovich III, who also goes by Pete Winovich, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Toledo, Ohio and AMERITAS INVESTMENT COMPANY, LLC located in Toledo, Ohio.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Peter has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter John Winovich III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 5755 Park Center Court, Toledo, OH 43615January 23, 2009 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 5755 Park Center Court, Toledo, OH 43615December 15, 2015 - September 16, 2024
WILCOX FINANCIAL, INC.
November 16, 2009 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2015)
(1/24/2012)
(3/15/2018)
(5/2/2014)
(5/25/2018)
(7/30/2014)
(10/9/2019)
(4/26/2010)
(7/7/2011)
(5/29/2009)
(8/11/2009)
(4/25/2016)
(11/30/2021)
(10/28/2019)
(12/4/2024)
(6/12/2013)
(5/29/2009)
(3/12/2020)
(8/24/2016)
(11/21/2014)
(10/31/2022)
(5/7/2019)
(6/30/2015)
(5/18/2010)
(11/7/2011)
(1/23/2009)
(11/1/2021)
(2/11/2015)
(10/23/2009)
(10/11/2021)
(4/26/2010)
(6/20/2011)
(6/29/2012)
(11/1/2021)
(4/28/2011)
(6/21/2018)
(6/30/2014)
(7/17/2018)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Toledo, OH 43615TRUST BUT VERIFY
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