Stuart S. Choy

FARTHER

Hercules, CA

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CRD#: 5626973

Professional summary

Stuart Shaun Choy is a registered financial advisor currently at FARTHER located in Hercules, California.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Stuart has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TPC FINANCIAL GROUP LLC; INVESTMENT RELATED; 12 GLENWOOD HERCULES, CA 34547. FIXED INSURANCE SALES; FINANCIAL ADVISER/AGENT; START DATE 07/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING HOURS; INSURANCE SALES AND SERVICES. 2. TPC FINANCIAL GROUP LLC; INVESTMENT RELATED; 12 GLENWOOD HERCULES, CA 34547. CUSTOMER SERVICE ADVISOR START DATE 05/2023; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING HOURS; SALARIED POSITION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Shaun Choy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2025 - Present

FARTHER

RIA

CRD#: 302050

Hercules, CA

Past

May 12, 2023 - August 20, 2025

SOUND INCOME STRATEGIES, LLC

RIA

CRD#: 173272

San Jose, CA

Past

July 8, 2019 - October 27, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

PLANO, TX

Past

August 16, 2016 - June 19, 2019

PURITAN BROKERAGE SERVICES, INC.

CRD#: 144445

PLANO, TX

Past

November 6, 2012 - June 19, 2019

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

MORAGA, CA

Past

September 17, 2012 - November 5, 2014

PURITAN BROKERAGE SERVICES, INC.

CRD#: 144445

PLANO, TX

Past

April 28, 2010 - September 3, 2010

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

ORINDA, CA

Past

April 28, 2010 - September 3, 2010

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

ORINDA, CA

Past

April 7, 2009 - September 14, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN FRANCISCO, CA

Past

March 19, 2009 - September 14, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2009

General Securities Representative Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stuart S. Choy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Shaun Choy's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND INCOME STRATEGIES, LLC

AE WEALTH MANAGEMENT, LLC

PURITAN BROKERAGE SERVICES, INC.

PEAK AMERICAN INVESTMENT ADVISORS, INC.

PURITAN BROKERAGE SERVICES, INC.

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2009

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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