Jeremy M. Josse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Marc Josse was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2009. Jeremy had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2016 - July 12, 2018
BROCK SECURITIES LLC
September 22, 2015 - June 30, 2016
CRT CAPITAL GROUP LLC
April 25, 2013 - September 14, 2015
KPMG CORPORATE FINANCE LLC
February 28, 2013 - April 4, 2013
SANTANDER US CAPITAL MARKETS LLC
April 26, 2012 - May 30, 2013
PIERPONT CAPITAL ADVISORS LLC
December 17, 2010 - April 10, 2012
STORMHARBOUR SECURITIES LP
March 19, 2009 - November 23, 2010
ROTHSCHILD & CO US INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROCK SECURITIES LLC
CRD#: 122156 / SEC#: , 8-65467
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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