Shane B. Sandridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shane B Sandridge, who also goes by Shane B. Sandridge, Shane Sandridge, was a registered financial professional .
Shane is a previously registered financial professional and started their career in finance in 2009. Shane had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2017 - January 16, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 15, 2011 - January 16, 2018
SCOTTRADE, INC.
October 8, 2009 - May 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2009 - May 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2009 - September 16, 2009
EQUITABLE ADVISORS, LLC
January 23, 2009 - September 16, 2009
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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