Andrew C. Long

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CRD#: 5626673

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Christian Long, who also goes by Andrew Long, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2009. Andrew had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) E3 Wealth Nashville: POSITION: Producer, agent : Investment advice, retirement planning and insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/2020 ADDRESS: 810 Dominican Dr. Suite 319, Nashville, TN 37228 DESCRIPTION: investment advice, retirement planning and insurance sales. 2.) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 3.) AE WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 2950 SW MCCLURE RD SUITE B, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 08/2022 4.) TRANSCE3ND; YES INVESTMENT RELATED; ADDRESS: KYLE, TEXAS; NATURE:RIA, INVESTMENT ADVICE FOR FEE; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE 04/2023.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 3, 2023 - December 14, 2023

TRANSCE3ND LLC

RIA

CRD#: 317745

NASHVILLE, TN

Past

August 1, 2022 - July 5, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Nashville, TN

Past

July 31, 2022 - November 28, 2023

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Nashville, TN

Past

March 30, 2015 - August 1, 2022

KALOS MANAGEMENT

RIA

CRD#: 133025

NASHVILLE, TN

Past

January 28, 2015 - August 1, 2022

KALOS CAPITAL, INC.

CRD#: 44337

Nashville, TN

Past

April 6, 2009 - December 31, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

CENTENNIAL, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSCE3ND LLC

CRD#: 317745 / SEC#: 801-126674

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

Texas

Registered Investment Advisory firm - (10/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/5/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRANSCE3ND LLC

CRD#: 317745 / SEC#: 801-126674

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

Texas

Registered Investment Advisory firm - (10/3/2022 Terminated)

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Contact information

Main Address

835 Main Street Building 200, Buda, TX 78610

Mailing Address

Phone number

(512) 268-9220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/17/2025)

PART 2A BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,518
AUM (Assets Under Management)	$ 361,954,267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew C. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

TRANSCE3ND LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/28/2015

Series 6

Date: 4/5/2009

Current Firm

TRANSCE3ND LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRANSCE3ND LLC

TRUST BUT VERIFY

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