Darren G. Blair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren G Blair, who also goes by Darren G Blair, Blair G Darren, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2009. Darren had worked at 9 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 6, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2024 - August 6, 2024
WESTERN WEALTH MANAGEMENT LLC
July 18, 2024 - September 17, 2024
LPL FINANCIAL LLC
June 24, 2024 - July 25, 2024
FIDELITY BROKERAGE SERVICES LLC
January 3, 2022 - September 12, 2022
LPL FINANCIAL LLC
January 3, 2022 - September 12, 2022
LPL FINANCIAL LLC
October 14, 2016 - January 4, 2022
CHARLES SCHWAB & CO., INC.
May 4, 2016 - January 4, 2022
CHARLES SCHWAB & CO., INC.
September 4, 2014 - November 14, 2017
OPTIONSXPRESS, INC.
October 11, 2013 - August 15, 2014
KEY INVESTMENT SERVICES LLC
March 18, 2013 - June 21, 2013
EDWARD JONES
November 30, 2012 - June 21, 2013
EDWARD JONES
August 9, 2012 - November 21, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 8, 2009 - September 28, 2009
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545 / SEC#: 801-107762
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545 / SEC#: 801-107762
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,250 |
| AUM (Assets Under Management) | $ 3,944,223,085 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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