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Michael Ryan Draper

IMC FINANCIAL MARKETS
CHICAGO, IL
·CRD# 5626460·17 years experience

Professional Summary

Michael Ryan Draper, who also goes by Mike Draper, is a registered financial advisor currently at IMC FINANCIAL MARKETS located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 34, Series 3, Series 7 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Draper

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

IMC FINANCIAL MARKETS·CRD# 104143
BD
233 South Wacker Drive #4300, Chicago, IL 60606
January 13, 2023 - Present
VOLANT LIQUIDITY, LLC·CRD# 150063
BD
New York, NY
June 26, 2017 - January 3, 2023
LUPO SECURITIES, LLC·CRD# 43761
BD
Chicago, IL
August 26, 2016 - March 24, 2017
TORO CAPITAL MANAGEMENT LLC·CRD# 145696
BD
Chicago, IL
April 1, 2011 - September 1, 2016
TRADEWISE ADVISORS, INC.·CRD# 153744
RIA
Chicago, IL
June 16, 2010 - January 6, 2011
TD AMERITRADE, INC.·CRD# 7870
BD
Chicago, IL
May 26, 2010 - January 6, 2011
THINKORSWIM ADVISORS, INC.·CRD# 111046
RIA
Chicago, IL
February 3, 2010 - August 6, 2010
BELLEVUE CHICAGO, LLC·CRD# 106069
BD
Chicago, IL
January 23, 2009 - May 26, 2010

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Current Firm

IF
IMC FINANCIAL MARKETS

HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS

CRD#: 104143 / SEC#: 8-52600
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 South Wacker Drive #4300, Chicago, IL 60606

Mailing Address

233 South Wacker Drive #4300, Chicago, IL 60606

Phone Number

(312) 244-3300

Established

Illinois since 04/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
IMC AMERICAS, INC.MEMBER—
DOWNEY, JASON EDWARDCCO6080734
GRAY, KYLE JAMESCEO5340244
HOFFMAN, ADAM MICHAELCOO5579229
SALTZMAN, CRAIGCFO, PFO, POO5529468
TAYLOR, LAURA DENISEFINOP7116097

Disclosures

Regulatory Event

40

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2009About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Oct 2010About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Jul 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 2009About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2009About the Series 4 exam
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CRS (Client Relationship Summary) - BD

Click below to view Michael Ryan Draper's CRS (Customer Relationship Summary).

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