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MD

Michael R. Draper

IMC FINANCIAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5626460
MD

Professional summary

Michael Ryan Draper, who also goes by Mike Draper, is a registered financial professional currently at IMC FINANCIAL MARKETS located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 34, Series 3, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Draper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ryan Draper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2023 - Present

IMC FINANCIAL MARKETS

Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606
BD
CRD#: 104143
Chicago, IL
Past

June 26, 2017 - January 3, 2023

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
NEW YORK, NY
Past

August 26, 2016 - March 24, 2017

LUPO SECURITIES, LLC

BD
CRD#: 43761
CHICAGO, IL
Past

April 1, 2011 - September 1, 2016

TORO CAPITAL MANAGEMENT LLC

BD
CRD#: 145696
CHICAGO, IL
Past

June 16, 2010 - January 6, 2011

TRADEWISE ADVISORS, INC.

RIA
CRD#: 153744
CHICAGO, IL
Past

May 26, 2010 - January 6, 2011

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL
Past

February 3, 2010 - August 6, 2010

THINKORSWIM ADVISORS, INC.

RIA
CRD#: 111046
CHICAGO, IL
Past

January 23, 2009 - May 26, 2010

BELLEVUE CHICAGO, LLC

BD
CRD#: 106069
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/2/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/10/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 10/11/2010
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 7/1/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/22/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/18/2009
Registered Options Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

IF
IMC FINANCIAL MARKETS
HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS

CRD#: 104143 / SEC#: , 8-52600

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 South Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3300
Established
Illinois since 04/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IMC AMERICAS, INC.MEMBER
DOWNEY, JASON EDWARDCCO6080734
HANSEN, CHRISTINE ECEO5679799
HOFFMAN, ADAM MICHAELCOO5579229
NOWICKI, PAULFINOP, CFO, PFO, POO6097424

Disclosures

Regulatory Event35

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IMC FINANCIAL MARKETS

CRD#: 104143Chicago, IL 60606

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