LM
Lawrence R. Mickle
KINGSVIEW WEALTH MANAGEMENT
Murrells Inlet, SC 29576
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CRD#: 5626384
LM
Professional summary
Lawrence Rembert Mickle III, who also goes by L R Mickle, Lawrence Rembert Mickle, is a registered financial advisor currently at KINGSVIEW WEALTH MANAGEMENT, LLC located in Murrells Inlet, South Carolina.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
L R Mickle | Lawrence Rembert Mickle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ATLANTIC COAST ADVISORY GROUP; INVESTMENT-RELATED; 640 MORSE AVE UNIT 9, MURRELLS INLET, SC 29576; INVESTMENT SERVICES; FINANCIAL ADVISOR; BEGAN MAY 2021; APPROXIMATELY 160 HOURS PER MONTH, WITH 150 HOURS DURING SECURITIES TRADING HOURS; INVESTMENT SERVICES. (2) COASTAL CAPITAL INVESTMENT SERVICES, LLC; INVESTMENT-RELATED; 640 MORSE AVE UNIT 9, MURRELLS INLET, SC 29576; INVESTMENT SERVICES; OWNER; BEGAN MAY 2021; APPROXIMATELY 160 HOURS PER MONTH, WITH 143 HOURS DURING SECURITIES TRADING HOURS; INVESTMENT SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Rembert Mickle III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2023 - Present
KINGSVIEW WEALTH MANAGEMENT, LLC
Office #1: 3959 Hwy 17 Bypass, Suite D, Murrells Inlet, SC 29576RIA
CRD#: 148107
Murrells Inlet, SC
Past
May 5, 2021 - November 2, 2023
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
Mount Pleasant, SC
Past
May 5, 2021 - November 2, 2023
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
Mount Pleasant, SC
Past
November 27, 2018 - September 27, 2019
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
MURRELLS INLET, SC
Past
November 20, 2018 - September 27, 2019
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 149124
MURRELLS INLET, SC
Past
May 21, 2014 - July 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GEORGETOWN, SC
Past
June 21, 2012 - July 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GEORGETOWN, SC
Past
March 11, 2011 - March 15, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CHARLESTON, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(11/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
509 Se 7th Street 2nd Floor, Grants Pass, OR 97526
Mailing Address
Phone number
(312) 870-6701
Established
Firm type
Fiscal year end
# of Employees
225
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,847 |
| AUM (Assets Under Management) | $ 6,745,495,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
