Todd M. Ernst
Professional summary
Todd Michael Ernst is a registered financial professional currently at ERNST CAPITAL SECURITIES, LLC located in Sioux Falls, South Dakota.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2012. Todd has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 27 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Michael Ernst's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2009 - Present
ERNST CAPITAL SECURITIES, LLC
Office #1: 101 S. Reid Street, Suite 209, Sioux Falls, SD 57103Office #2: 101 S. Reid Street, Suite 209, Sioux Falls, SD 57103April 19, 2012 - November 27, 2018
ERNST CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2010)
(11/3/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ERNST CAPITAL SECURITIES, LLC
CRD#: 148904 / SEC#: , 8-68083
Contact information
FINRA licenses (23 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
