Jimmy S. Martin

MARTIN WEALTH SOLUTIONS

Christiansburg, VA 24073

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CRD#: 5625493

Professional summary

Jimmy Stephen Martin, who also goes by Jimmy Martin, is a registered financial advisor currently at MARTIN WEALTH SOLUTIONS located in Christiansburg, Virginia.

Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jimmy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jimmy Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT;YES;704 W MAIN ST, RADFORD, VA 24141;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;11/04/2011;160;160;SALES OF FIXED INSURANCE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Stephen Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2016 - Present

MARTIN WEALTH SOLUTIONS

Office #1: 1055 W Main Street, Christiansburg, VA 24073

RIA

CRD#: 283428

Christiansburg, VA

Past

May 6, 2016 - December 31, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Radford, VA

Past

November 10, 2011 - May 9, 2016

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

RADFORD, VA

Past

November 4, 2011 - May 9, 2016

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

RADFORD, VA

Past

March 3, 2009 - November 9, 2011

EDWARD JONES

RIA

CRD#: 250

RADFORD, VA

Past

February 10, 2009 - November 9, 2011

EDWARD JONES

CRD#: 250

RADFORD, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARTIN WEALTH SOLUTIONS

MARTIN WEALTH SOLUTIONS | NEW RIVER FINANCIAL GROUP, LLC

CRD#: 283428 / SEC#: 801-126115

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Virginia

Registered Investment Advisory firm - (4/5/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2009

General Securities Representative Examination

Current Firm

MARTIN WEALTH SOLUTIONS

MARTIN WEALTH SOLUTIONS | NEW RIVER FINANCIAL GROUP, LLC

CRD#: 283428 / SEC#: 801-126115

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Virginia

Registered Investment Advisory firm - (4/5/2023 Terminated)

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Contact information

Main Address

1055 W Main Street, Christiansburg, VA 24073

Mailing Address

Phone number

(540) 639-4810

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,495
AUM (Assets Under Management)	$ 276,562,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jimmy S. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Stephen Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MARTIN WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2009

Current Firm

MARTIN WEALTH SOLUTIONS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARTIN WEALTH SOLUTIONS

TRUST BUT VERIFY

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