Marvin G. Norman

OTHNIEL FINANCIAL ADVISORY SERVICES

HOUSTON, TX 77098

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CRD#: 5625400

Professional summary

Marvin Gabriel Norman, who also goes by Marvin Norman, Gabriel Norman, is a registered financial advisor currently at OTHNIEL FINANCIAL ADVISORY SERVICES, LLC located in Houston, Texas.

Marvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Marvin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marvin Norman | Gabriel Norman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marvin Gabriel Norman Sr. is a licensed insurance agent and provides services via Otheniel Management INC, a licensed insurance agency. Mr. Norman also provide business consulting services. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Othniel Financial Advisory Services, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Othniel Financial Advisory Services, LLC in their capacity as a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Gabriel Norman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2016 - Present

OTHNIEL FINANCIAL ADVISORY SERVICES, LLC

Office #1: 16903 Red Oak Dr Suite 110, Houston, TX 77098Office #3: 11200 Fuqua, Suite 100, Houston, TX 77089

RIA

CRD#: 285376

HOUSTON, TX

Past

December 17, 2014 - December 31, 2015

PFS INVESTMENTS INC.

CRD#: 10111

HOUSTON, TX

Past

November 6, 2014 - December 31, 2015

PFS INVESTMENTS INC.

RIA

CRD#: 10111

HOUSTON, TX

Past

May 26, 2010 - November 30, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HOUSTON, TX

Past

May 26, 2010 - November 30, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

HOUSTON, TX

Past

August 13, 2009 - January 21, 2010

EDWARD JONES

RIA

CRD#: 250

HOUSTON, TX

Past

June 3, 2009 - January 21, 2010

EDWARD JONES

CRD#: 250

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2009

General Securities Representative Examination

Current Firm

OTHNIEL FINANCIAL ADVISORY SERVICES, LLC

OTHNIEL FINANCIAL ADVISORY SERVICES LLC | OTHNIEL FINANCIAL ADVISORY SERVICES, LLC

CRD#: 285376 / SEC#:

Texas

Registered Investment Advisory firm - (11/7/2016 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

11200 Fuqua, Ste. 100 Street, Houston, TX 77089

Phone number

(832) 776-8904

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marvin G. Norman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Gabriel Norman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OTHNIEL FINANCIAL ADVISORY SERVICES, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2009

SIE

Date: 12/31/2015

Series 7

Date: 6/2/2009

Current Firm

OTHNIEL FINANCIAL ADVISORY SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

OTHNIEL FINANCIAL ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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