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Errol Angel Parsons

CRD# 5625295·Registered 2009 - 2024
Previously Registered: Being a previously registered professional could mean that Errol is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Errol Angel Parsons, who also goes by Errol Parsons, was a registered financial advisor. Errol was a previously registered financial professional and started their career in finance 2009 - 2024. Errol had worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Errol Parsons

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

ALLEN C. EWING & CO.·CRD# 26102
BD
Jacksonville, FL
April 13, 2010 - October 31, 2024
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Jacksonville, FL
February 23, 2009 - March 19, 2010

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Current Firm

AC
ALLEN C. EWING & CO.

ALLEN C. EWING & CO.

CRD#: 26102 / SEC#: 8-42393
BD
Terminated by SEC on 12/27/2024

Contact Information

Established

Florida since 02/28/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ALPHA STREET HOLDINGS LLCHOLDING COMPANY—
JACKSON, DAVID WHITNEY JRPRESIDENT - CHIEF COMPLIANCE OFFICER1213535

Disclosures

Regulatory Event

10

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2009About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Aug 2023About the Series 82TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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