Terri Herring
Professional Summary
Terri Herring, who also goes by Terri Sue Herring, Terri Herring, is a registered financial advisor currently at NOBLES & RICHARDS ADVISORS, LLC located in Plano, Texas and NOBLES & RICHARDS, INC. located in Plano, Texas. Terri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Terri has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, Series 82TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Terri Sue Herring, Terri Herring
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
NOBLES & RICHARDS ADVISORS, LLC
Contact Information
Main Address
801 E. Plano Pkwy Suite 220, Plano, TX 75074Phone Number
(214) 642-6603# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$34,183,968Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/5/2025)
(7/7/2025)
(5/1/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Nov 2018About the Series 82TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Terri Herring's CRS (Customer Relationship Summary).
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