Andrea L. Masucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Lee Masucci, who also goes by Andrea Masucci, Andrea L. Ventola, Andrea Ventola, Andrea Watson, was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 2008. Andrea had worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2020 - January 28, 2021
SALING, SIMMS, ASSOCIATES INC.
February 2, 2016 - July 19, 2019
HAMILTON CAPITAL
December 23, 2008 - January 16, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALING, SIMMS, ASSOCIATES INC.
CRD#: 119810 / SEC#: 801-80114
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,152 |
| AUM (Assets Under Management) | $ 296,736,928 |
Red Flags
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