Elan Penn

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CRD#: 5624362

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elan Penn, who also goes by Eliot Penn, was a registered financial professional .

Elan is a previously registered financial professional and started their career in finance in 2008. Elan had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Eliot Penn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2013 - May 12, 2021

IBEX INVESTORS LLC

RIA

CRD#: 126496

DENVER, CO

Past

June 15, 2010 - March 27, 2012

BIG 5 ASSET MANAGEMENT LLC

RIA

CRD#: 148783

DENVER, CO

Past

December 15, 2008 - December 31, 2009

BIG 5 ASSET MANAGEMENT LLC

RIA

CRD#: 148783

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IBEX INVESTORS LLC

IBEX INVESTORS LLC | LAZARUS MANAGEMENT COMPANY LLC

CRD#: 126496 / SEC#: 801-108035

RIA

Registered Investment Advisory firm - (7/12/2016 Approved)

Colorado

Registered Investment Advisory firm - (8/23/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2007

Uniform Investment Adviser Law Examination

Current Firm

IBEX INVESTORS LLC

IBEX INVESTORS LLC | LAZARUS MANAGEMENT COMPANY LLC

CRD#: 126496 / SEC#: 801-108035

RIA

Registered Investment Advisory firm - (7/12/2016 Approved)

Colorado

Registered Investment Advisory firm - (8/23/2016 Terminated)

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Contact information

Main Address

250 Fillmore Street Suite 150, Denver, CO 80206

Mailing Address

201 Columbine St Ste150 #6916, Denver, CO 80206

Phone number

(303) 500-8821

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

IBEX INVESTORS BROCHURE (ADV PART 2A) (4/25/2025)

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 926,834,690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elan Penn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IBEX INVESTORS LLC

BIG 5 ASSET MANAGEMENT LLC

BIG 5 ASSET MANAGEMENT LLC

Primary Firm SEC Registration

IBEX INVESTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2007

Current Firm

IBEX INVESTORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IBEX INVESTORS LLC

TRUST BUT VERIFY

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