Patricio Peralta Ramos
Professional summary
Patricio Peralta Ramos is a registered financial professional currently at PAR5 CAPITAL & CO LLC located in Miami, Florida.
Patricio is registered as a RR (Registered Representative) and started their career in finance in 2008. Patricio has worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricio Peralta Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2023 - Present
PAR5 CAPITAL & CO LLC
Office #1: 600 Brickell Avenue Suite 2520, Miami, FL 33131April 5, 2019 - August 23, 2023
A.G.P. / ALLIANCE GLOBAL PARTNERS
August 15, 2018 - February 4, 2019
TRADEPRO SECURITIES, LLC.
July 21, 2009 - August 14, 2018
LEVELX CAPITAL LLC
April 28, 2009 - July 22, 2009
NEW ENGLAND SECURITIES
February 26, 2009 - March 23, 2009
VFINANCE INVESTMENTS, INC
December 11, 2008 - January 27, 2009
LEVELX CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PAR5 CAPITAL & CO LLC
CRD#: 134657 / SEC#: , 8-66850
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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Company Information
PAR5 CAPITAL & CO LLC
CRD#: 134657Miami, FL 33131TRUST BUT VERIFY
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