JH
Janice J. Hammond
SUNRISE FINANCIAL SERVICES LLC
Burien, WA 98166
Some features on this profile are disabled
CRD#: 5623949
JH
Professional summary
Janice Josephine Hammond, who also goes by Janice J Hammond, is a registered financial advisor currently at SUNRISE FINANCIAL SERVICES LLC located in Burien, Washington and MADISON AVENUE SECURITIES, LLC located in Burien, Washington.
Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Janice has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janice J Hammond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: SUNRISE FINANCIAL SERVICES; INV RELATED:YES; ADDRESS:431 SW AMBAUM BOULEVARD BURIEN, WA 98166; NATURE: SERVICE AND SALES OF ANNUITIES, LIFE, AND LONG TERM CARE PRODUCTS, HEALTH AND MEDICARE INSURANCE PLANS; POSITION:OWNER/INSURANCE PRODUCER; START DATE:11/2009; HOURS/MONTH:120; TRADING HOURS/MONTH:120; DUTIES:INSURANCE PRODUCER; SERVICE AND SALES OF ANNUITIES, LIFE AND LONG TERM CARE PRODUCTS HEALTH AND MEDICARE INSURANCE PLANS. 2.) NAME: SHORT WOMEN ENTERPRISES, LLC; INV RELATED:YES; ADDRESS:431 SW AMBAUM BOULEVARD BURIEN, WA 98166; NATURE:HOLDING COMPANY; POSITION:OWNER; START DATE:07/01/2018; HOURS/MONTH:12; TRADING HOURS/MONTH:12; DUTIES:MEMBER: DELEGATING DUTIES RELATED TO OWNERSHIP, REPORTING, TAXATION OF THE BUSINESS/PROPERTY TO OTHERS 3.) NAME: MICHAEL SHORT & JANICE HAMMOND; INV RELATED:YES; ADDRESS:431 SW AMBAUM BOULEVARD BURIEN, WA 98166; NATURE: FOUR RENTAL PROPERTIES; POSITION: SELF-PROPERTY OWNER; START DATE:01/01/2014; HOURS/MONTH:8; TRADING HOURS/MONTH:8; DUTIES:PROPERTY OWNERS/MANAGERS 4.) NAME: MADISON AVENUE SECURITIES; INV RELATED:YES; ADDRESS:431 SW AMBAUM BOULEVARD BURIEN, WA 98166; NATURE:BROKER DEALER/RIA; POSITION:REGISTERED REP/IAR; START DATE:02/2019; HOURS/MONTH:19; TRADING HOURS/MONTH:19; 5.) NAME: JJH BUSINESS DEVELOPMENT CORP; INV RELATED:NO; ADDRESS:431 SW AMBAUM BOULEVARD BURIEN, WA 98166; NATURE: MARKETING COMPANY FOR BUSINESS MARKETING EXPENSES; POSITION: OWNER; START DATE:12/2021; HOURS/MONTH:20. 6.) NAME: SUNRISE FINANCIAL SERVICES; ADDRESS: 431 SW AMBAUM BOULEVARD BURIEN, WA 98166; INVESTMENT RELATED: YES; POSITION: OWNER / FINANCIAL ADVISOR; DUTIES: FINANCIAL PLANNING, HIGH LEVEL INVESTMENT RECOMMENDATIONS. HOURS PER WEEK: 18 HOURS; START DATE: 02/23/2024
CRS (Client Relationship Summary) - RIA
Click below to view Janice Josephine Hammond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
SUNRISE FINANCIAL SERVICES LLC
Office #1: 431 Sw Ambaum Blvd, Burien, WA 98166RIA
CRD#: 325955
Burien, WA
Current
February 6, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 431 Sw Ambaum Boulevard, Burien, WA 98166RIA
BD
CRD#: 23224
Burien, WA
Past
February 6, 2019 - October 4, 2024
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
SAN DIEGO, CA
Past
June 14, 2017 - February 6, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
BURIEN, WA
Past
June 14, 2017 - February 6, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
BURIEN, WA
Past
August 2, 2013 - June 19, 2017
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
BURIEN, WA
Past
July 31, 2013 - June 19, 2017
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
BURIEN, WA
Past
January 21, 2010 - July 31, 2013
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
BURIEN, WA
Past
January 16, 2009 - July 31, 2013
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
BURIEN, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUNRISE FINANCIAL SERVICES LLC
SUNRISE FINANCIAL SERVICES LLC
CRD#: 325955 / SEC#: 801-132461
RIA
Registered Investment Advisory firm - (4/18/2025 Approved)Texas
Registered Investment Advisory firm - (8/22/2025 Terminated)Washington
Registered Investment Advisory firm - (9/22/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/6/2019)
RR
Arkansas(2/6/2019)
RR
California(2/6/2019)
RR
Colorado(10/20/2022)
RR
Georgia(9/5/2019)
RR
Hawaii(11/8/2022)
RR
Idaho(5/18/2023)
RR
Illinois(6/7/2022)
RR
Iowa(4/28/2021)
RR
Massachusetts(8/27/2019)
RR
Missouri(3/26/2020)
RR
Montana(2/6/2019)
RR
Nevada(2/6/2019)
RR
New York(2/6/2019)
RR
North Carolina(8/29/2024)
RR
Oregon(2/6/2019)
RR
Pennsylvania(8/21/2020)
RR
Texas(2/6/2019)
IAR
Texas(2/23/2024)
RR
Utah(2/6/2019)
RR
Washington(2/6/2019)
IAR
Washington(2/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SUNRISE FINANCIAL SERVICES LLC
SUNRISE FINANCIAL SERVICES LLC
CRD#: 325955 / SEC#: 801-132461
RIA
Registered Investment Advisory firm - (4/18/2025 Approved)Texas
Registered Investment Advisory firm - (8/22/2025 Terminated)Washington
Registered Investment Advisory firm - (9/22/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
431 Sw Ambaum Blvd, Burien, WA 98166
Mailing Address
Phone number
(206) 420-8520
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 650 |
| AUM (Assets Under Management) | $ 137,606,645 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
