Janice J. Hammond

SUNRISE FINANCIAL SERVICES

Burien, WA 98166

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CRD#: 5623949

Professional summary

Janice Josephine Hammond, who also goes by Janice J Hammond, is a registered financial advisor currently at SUNRISE FINANCIAL SERVICES LLC located in Burien, Washington and MADISON AVENUE SECURITIES, LLC located in Burien, Washington.

Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Janice has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janice J Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice Josephine Hammond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2024 - Present

SUNRISE FINANCIAL SERVICES LLC

Office #1: 431 Sw Ambaum Blvd, Burien, WA 98166

RIA

CRD#: 325955

Burien, WA

Current

February 6, 2019 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 431 Sw Ambaum Boulevard, Burien, WA 98166

RIA

CRD#: 23224

Burien, WA

Past

February 6, 2019 - October 4, 2024

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

SAN DIEGO, CA

Past

June 14, 2017 - February 6, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

BURIEN, WA

Past

June 14, 2017 - February 6, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

BURIEN, WA

Past

August 2, 2013 - June 19, 2017

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

BURIEN, WA

Past

July 31, 2013 - June 19, 2017

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

BURIEN, WA

Past

January 21, 2010 - July 31, 2013

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

BURIEN, WA

Past

January 16, 2009 - July 31, 2013

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

BURIEN, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNRISE FINANCIAL SERVICES LLC

CRD#: 325955 / SEC#: 801-132461

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/6/2019)

Arkansas
(2/6/2019)

California
(2/6/2019)

Colorado
(10/20/2022)

Georgia
(9/5/2019)

Hawaii
(11/8/2022)

Idaho
(5/18/2023)

Illinois
(6/7/2022)

Iowa
(4/28/2021)

Massachusetts
(8/27/2019)

Missouri
(3/26/2020)

Montana
(2/6/2019)

Nevada
(2/6/2019)

New York
(2/6/2019)

North Carolina
(8/29/2024)

Oregon
(2/6/2019)

Pennsylvania
(8/21/2020)

Texas
(2/6/2019)

IAR

Texas
(2/23/2024)

Utah
(2/6/2019)

Washington
(2/6/2019)

IAR

Washington
(2/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUNRISE FINANCIAL SERVICES LLC

CRD#: 325955 / SEC#: 801-132461

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/22/2025 Terminated)

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Contact information

Main Address

431 Sw Ambaum Blvd, Burien, WA 98166

Mailing Address

Phone number

(206) 420-8520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (2/12/2026)

Regulatory assets under management

Total Number of Accounts	682
AUM (Assets Under Management)	$ 151,248,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Janice J. Hammond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice Josephine Hammond's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNRISE FINANCIAL SERVICES LLC

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

Primary Firm SEC Registration

SUNRISE FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/15/2009

FINRA

Current Firm

SUNRISE FINANCIAL SERVICES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUNRISE FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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