Mark A. Wojno

PINNACLE WEALTH MANAGEMENT

Brighton, MI 48114

Some features on this profile are disabled

CRD#: 5623841

Professional summary

Mark Allen Wojno, who also goes by Mark Wojno, is a registered financial advisor currently at PINNACLE WEALTH MANAGEMENT, INC. located in Brighton, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mark has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Wojno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Wojno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2013 - Present

PINNACLE WEALTH MANAGEMENT, INC.

Office #1: 7600 Grand River Suite 220, Brighton, MI 48114

RIA

CRD#: 166853

Brighton, MI

Past

August 30, 2012 - October 19, 2016

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

BRIGHTON, MI

Past

August 29, 2012 - October 19, 2016

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

BRIGHTON, MI

Past

November 19, 2010 - August 30, 2012

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

FARMINGTON HILLS, MI

Past

November 16, 2010 - August 30, 2012

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

October 5, 2009 - November 2, 2010

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

LIVONIA, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE WEALTH MANAGEMENT, INC.

PINNACLE WEALTH MANAGEMENT PARTNERS, INC. | PINNACLE WEALTH MANAGEMENT, INC.

CRD#: 166853 / SEC#: 801-125967

RIA

Registered Investment Advisory firm - (6/27/2022 Approved)

Florida

Registered Investment Advisory firm - (7/1/2022 Terminated)

Michigan

Registered Investment Advisory firm - (7/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/16/2015)

IAR

Michigan
(5/8/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/3/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/18/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINNACLE WEALTH MANAGEMENT, INC.

PINNACLE WEALTH MANAGEMENT PARTNERS, INC. | PINNACLE WEALTH MANAGEMENT, INC.

CRD#: 166853 / SEC#: 801-125967

RIA

Registered Investment Advisory firm - (6/27/2022 Approved)

Florida

Registered Investment Advisory firm - (7/1/2022 Terminated)

Michigan

Registered Investment Advisory firm - (7/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7600 Grand River Suite 220, Brighton, MI 48114

Mailing Address

Phone number

(810) 220-6322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE WEALTH MANAGEMENT, INC. APPENDIX I - WRAP BROCHURE (3/12/2025)

PINNACLE WEALTH MANAGEMENT PARTNERS, INC. ADV BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	341
AUM (Assets Under Management)	$ 121,950,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Wojno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Wojno's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

Primary Firm SEC Registration

PINNACLE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/2009

Series 65

Date: 11/18/2008

SIE

Date: 10/19/2016

Series 6

Date: 10/3/2009

Current Firm

PINNACLE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors