JO
James F. Obrien
WEALTHPLAN INVESTMENT MANAGEMENT LLC
Omaha, NE 68154
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CRD#: 5623739
JO
Professional summary
James Ferrell Obrien, who also goes by James Ferrell O'brien, Jamie Ferrell Obrien, is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Omaha, Nebraska.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Ferrell O'brien | Jamie Ferrell Obrien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JAMIE O'BRIEN POSITION: Wealth Advisor NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 11/01/2009 ADDRESS: 101 South 108th Ave, Ste 200, Omaha NE 68154 DESCRIPTION: when appropriate, I assist my clients in the purchasing of Life and long-term care insurance policies and at times fixed and equity index fixed annuities. WEALTHPLAN PARTNERS POSITION: Wealth Advisor NATURE: Financial Planning & Discretionary asset management INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2009 ADDRESS: 101 South 108th Ave, Ste 200, Omaha NE 68154 DESCRIPTION: I provide investment advice to my clients and prospects. I provide financial planning and asset management all together under a fee-based arrangement. JFO HOLDINGS, LLC POSITION: investor NATURE: Holding an investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 18416 Larimore Street, Elkhorn NE 68022 DESCRIPTION: Investing in a mid-stage medical device supply company
CRS (Client Relationship Summary) - RIA
Click below to view James Ferrell Obrien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2024 - Present
WEALTHPLAN INVESTMENT MANAGEMENT LLC
Office #1: 101 S 108th Ave 3rd Floor, Omaha, NE 68154RIA
CRD#: 311364
Omaha, NE
Past
June 14, 2024 - August 22, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
OMAHA, NE
Past
January 15, 2020 - July 12, 2024
WEALTHPLAN PARTNERS
RIA
CRD#: 305026
OMAHA, NE
Past
November 3, 2016 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OMAHA, NE
Past
December 23, 2011 - July 10, 2020
WEALTHPLAN PARTNERS
RIA
CRD#: 158935
OMAHA, NE
Past
February 12, 2010 - January 11, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
OMAHA, NE
Past
February 5, 2010 - November 3, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
OMAHA, NE
Past
August 14, 2009 - November 17, 2009
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
OMAHA, NE
Past
July 27, 2009 - November 17, 2009
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC
CRD#: 311364 / SEC#: 801-120004
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(7/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC
CRD#: 311364 / SEC#: 801-120004
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 S 108th Ave 3rd Floor, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,957 |
| AUM (Assets Under Management) | $ 1,574,375,590 |
Red Flags
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Company Information
WEALTHPLAN INVESTMENT MANAGEMENT LLC
CRD#: 311364Omaha, NE 68154TRUST BUT VERIFY
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