Juan Lou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Lou, who also goes by Janette Lou, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2009. Juan had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - April 1, 2013
ANTAEUS CAPITAL, INC.
June 1, 2009 - November 27, 2009
MORGAN STANLEY
June 1, 2009 - November 27, 2009
MORGAN STANLEY
March 16, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 16, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANTAEUS CAPITAL, INC.
CRD#: 627 / SEC#: , 8-10863
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
