Crystal W. Ezell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Crystal Wynee Ezell, who also goes by Crystal Ezell, Krystal Wynee Ezell, was a registered financial professional .
Crystal is a previously registered financial professional and started their career in finance in 2010. Crystal had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2022 - September 19, 2023
CODA MARKETS, INC.
June 3, 2022 - September 19, 2023
ELECTRONIC TRANSACTION CLEARING, INC.
June 3, 2022 - September 19, 2023
APEX CLEARING CORPORATION
May 12, 2020 - June 29, 2021
CHARLES SCHWAB & CO., INC.
July 31, 2017 - March 10, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 1, 2016 - July 26, 2017
NYLIFE SECURITIES LLC
November 4, 2010 - February 6, 2015
USAA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CODA MARKETS, INC.
CRD#: 36187 / SEC#: , 8-47077
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
