Weston C. Burress

FORESIDE FUND SERVICES

Portland, ME 04101

Some features on this profile are disabled

CRD#: 5623140

Professional summary

Weston Charles Burress, who also goes by Weston Burress, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Weston is registered as a RR (Registered Representative) and started their career in finance in 2009. Weston has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Weston Burress

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Weston Charles Burress's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

June 22, 2023 - May 29, 2024

ATHENE SECURITIES, LLC

CRD#: 36867

WEST DES MOINES, IA

Past

December 11, 2017 - May 28, 2024

GRIFFIN CAPITAL SECURITIES, LLC

CRD#: 37739

Phoenix, AZ

Past

March 30, 2016 - December 19, 2016

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

TULSA, OK

Past

February 12, 2016 - February 10, 2017

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110774

Gilbert, AZ

Past

July 15, 2010 - January 29, 2016

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

July 15, 2010 - January 29, 2016

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

July 15, 2010 - January 29, 2016

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

October 8, 2009 - July 9, 2010

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

SCOTTSDALE, AZ

Past

September 28, 2009 - July 9, 2010

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

SCOTTSDALE, AZ

Past

April 15, 2009 - August 14, 2009

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

SCOTTSDALE, AZ

Past

January 7, 2009 - August 14, 2009

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/16/2024)

Colorado
(1/16/2025)

New Mexico
(1/16/2025)

Utah
(1/16/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Diana London

PFS INVESTMENTS INC.

IAR

Windham, ME

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Weston C. Burress

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Weston Charles Burress's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATHENE SECURITIES, LLC

GRIFFIN CAPITAL SECURITIES, LLC

BOK FINANCIAL SECURITIES, INC.

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

WADDELL & REED

WADDELL & REED

IVY DISTRIBUTORS, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2009

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors