EP
Emanuel J. Pinheiro
AXIS WEALTH PARTNERS
East Providence, RI 02914
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CRD#: 5623110
EP
Professional summary
Emanuel James Pinheiro, who also goes by Emanuel J Pinheiro, is a registered financial advisor currently at AXIS WEALTH PARTNERS, LLC located in East Providence, Rhode Island.
Emanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Emanuel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emanuel J Pinheiro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Brokering; Agent for commercial health insurance, dental insurance, and ancillary health, disability, life insurance. Medicare supplemental and medicare advantage sales. Appointed with outside carriers for the purpose of brokering non-registered insurance products and providing paid consultation for small businesses and associations on their fixed employee benefit offerings; Seekonk, MA; independent contractor; start date 01/2013; 80 hours per month; investment related Rental Property; Multi Family rental ownership and operation. 61 Dalton Street East Providence 02916; rental income; owner; start date 06/2010; 10 hours per month; non-investment related
CRS (Client Relationship Summary) - RIA
Click below to view Emanuel James Pinheiro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2021 - Present
AXIS WEALTH PARTNERS, LLC
Office #1: 400 Massasoit Avenue Suite 112, East Providence, RI 02914RIA
CRD#: 167122
East Providence, RI
Past
May 31, 2016 - December 8, 2016
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Past
December 6, 2013 - December 31, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WARWICK, RI
Past
September 4, 2012 - April 29, 2013
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
February 9, 2009 - August 9, 2012
NYLIFE SECURITIES LLC
BD
CRD#: 5167
PROVIDENCE, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXIS WEALTH PARTNERS, LLC
AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC
CRD#: 167122 / SEC#: 801-120324
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Florida
Registered Investment Advisory firm - (3/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (3/3/2021 Terminated)Rhode Island
Registered Investment Advisory firm - (3/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Rhode Island(2/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXIS WEALTH PARTNERS, LLC
AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC
CRD#: 167122 / SEC#: 801-120324
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Florida
Registered Investment Advisory firm - (3/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (3/3/2021 Terminated)Rhode Island
Registered Investment Advisory firm - (3/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Massasoit Avenue Suite 112, East Providence, RI 02914
Mailing Address
Phone number
(401) 441-5111
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,585 |
| AUM (Assets Under Management) | $ 289,667,386 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AXIS WEALTH PARTNERS, LLC
CRD#: 167122East Providence, RI 02914TRUST BUT VERIFY
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