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AR

Acacia D. Ramos

HILLTOP SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 5623035
AR

Professional summary

Acacia Dominguez Ramos, who also goes by Acacia L Dominguez, Casey Dominguez, Acacia D Ramos, Acacia L Ramos, is a registered financial professional currently at HILLTOP SECURITIES INC. located in Dallas, Texas and MOMENTUM INDEPENDENT NETWORK INC. located in Dallas, Texas.

Acacia is registered as a RR (Registered Representative) and started their career in finance in 2009. Acacia has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Acacia L Dominguez | Casey Dominguez | Acacia D Ramos | Acacia L Ramos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Acacia Dominguez Ramos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2023 - Present

HILLTOP SECURITIES INC.

Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201
RIA
BD
CRD#: 6220
Dallas, TX
Current

May 25, 2023 - Present

MOMENTUM INDEPENDENT NETWORK INC.

Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201
RIA
BD
CRD#: 17587
Dallas, TX
Past

June 23, 2011 - December 14, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
LEWISVILLE, TX
Past

January 1, 2009 - June 17, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.

CRD#: 17587 / SEC#: 801-60812, 8-35475

RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)
Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)
California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)
Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)
Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/4/2023)
RR
Alaska
(1/3/2023)
RR
Arizona
(1/3/2023)
RR
Arkansas
(1/3/2023)
RR
California
(1/3/2023)
RR
Colorado
(1/3/2023)
RR
Connecticut
(1/3/2023)
RR
Delaware
(1/3/2023)
RR
District of Columbia
(1/3/2023)
RR
Florida
(1/3/2023)
RR
Georgia
(1/3/2023)
RR
Hawaii
(1/6/2023)
RR
Idaho
(1/3/2023)
RR
Illinois
(1/11/2023)
RR
Indiana
(1/3/2023)
RR
Iowa
(1/3/2023)
RR
Kansas
(1/3/2023)
RR
Kentucky
(1/3/2023)
RR
Louisiana
(1/3/2023)
RR
Maine
(1/3/2023)
RR
Maryland
(1/3/2023)
RR
Massachusetts
(1/3/2023)
RR
Michigan
(1/3/2023)
RR
Minnesota
(1/3/2023)
RR
Mississippi
(1/3/2023)
RR
Missouri
(1/3/2023)
RR
Montana
(1/4/2023)
RR
Nebraska
(1/3/2023)
RR
Nevada
(1/3/2023)
RR
New Hampshire
(1/3/2023)
RR
New Jersey
(1/3/2023)
RR
New Mexico
(1/3/2023)
RR
New York
(1/3/2023)
RR
North Carolina
(1/3/2023)
RR
North Dakota
(1/3/2023)
RR
Ohio
(1/3/2023)
RR
Oklahoma
(1/3/2023)
RR
Oregon
(1/3/2023)
RR
Pennsylvania
(1/3/2023)
RR
Puerto Rico
(1/3/2023)
RR
Rhode Island
(1/3/2023)
RR
South Carolina
(1/3/2023)
RR
South Dakota
(1/3/2023)
RR
Tennessee
(1/3/2023)
RR
Texas
(1/3/2023)
RR
Utah
(1/3/2023)
RR
Vermont
(1/3/2023)
RR
Virgin Islands
(1/3/2023)
RR
Virginia
(1/3/2023)
RR
Washington
(1/3/2023)
RR
West Virginia
(1/3/2023)
RR
Wisconsin
(1/3/2023)
RR
Wyoming
(1/3/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 2/15/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/30/2008
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/26/2022
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.

CRD#: 17587 / SEC#: 801-60812, 8-35475

RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)
Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)
California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)
Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)
Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)
Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
717 N. Harwood Street Suite 3400, Dallas, TX 75201
Mailing Address
717 Harwood Street Suite 3400, Dallas, TX 75201
Phone number
(214) 859-1800
Established
Texas since 01/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
98

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOMENTUM WRAP BROCHURE 08/29/2025 (8/29/2025)
MOMENTUM FIRM BROCHURE 08/29/2025 (8/29/2025)

Direct owners and executive officers

NamePositionCRD#
HILLTOP SECURITIES HOLDINGS, LLCPARENT
ALEXANDER, LAURA BONNELLBOARD DIRECTOR2900382
COYA, SCOTT ANDREWCHIEF COMPLIANCE OFFICER2511281
EDGE, JOSEPH MICHAELCHIEF FINANCIAL OFFICER4326551
EDGE, JOSEPH MICHAELBOARD DIRECTOR4326551
LEVENTHAL, LAURATREASURER1175259
LEVENTHAL, LAURABOARD DIRECTOR1175259
MCCAFFREY, SCOTT EDWARDMANAGING DIRECTOR - HEAD OF MOMENTUM INDEPENDENT NETWORK INC.3076398
MEDANICH, DAVID KINGBOARD DIRECTOR1030727
MUSCHALEK, JOHN RICHARDBOARD DIRECTOR2226859
MUSCHALEK, JOHN RICHARDPRESIDENT2226859
TEMPLE, WILLIAM BARRYMUNICIPAL PRINCIPAL2357830
WINGES, MARTIN BRADLEYCEO1929509
WINGES, MARTIN BRADLEYCHAIRMAN OF THE BOARD1929509
WITTNEBEN, BRIAN LANEGENERAL COUNSEL/SECRETARY4861905

Regulatory assets under management

Total Number of Accounts2,850
AUM (Assets Under Management)$ 1,337,377,801

Disclosures

Regulatory Event10
Arbitration3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/21/2025
Cover Page
Report
07/26/2024
Cover Page
Report
07/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587Dallas, TX 75201

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