Ernest D. Anderson

LFN ADVISORS

Norton Shores, MI 49441

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CRD#: 5622328

Professional summary

Ernest Dale Anderson, who also goes by Dale Anderson, is a registered financial advisor currently at LFN ADVISORS INC. located in Norton Shores, Michigan.

Ernest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ernest has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dale Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Legacy Financial Network; Investment related: Title: Insurance Agent Location: Kentwood, MI; Nature of business: Insurance sales and services; Start 05/2017; Number of hours: 20 hours per month. Number of hours you devote to the other business during securities trading hours: 15 Name of the other business: Dale Anderson, Sole Proprietor; Not Investment-related; Title: Marketing Consultant; Location: Kentwood, MI; Nature of the other business: Marketing; Start date: 07/2016 Approximate number of hours/month: 15 Number of hours you devote to the other business during securities trading hours: 10 Name of other business: Oeconomous Investment related: Not Investment related; Title: Minority Partner Location: Kentwood, MI; Nature of business:Transition planning for advisors; Number of hours: 5 hrs per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest Dale Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2017 - Present

LFN ADVISORS INC.

Office #1: 800 E. Ellis Rd Amg Building, Suite 106, Norton Shores, MI 49441Office #2: 700 Terrace Point Dr. Suite 325, Muskegon, MI 49440Office #3: 56 E. Lakewood Drive Suite 30, Holland, MI 49424

RIA

CRD#: 169361

Norton Shores, MI

Past

December 2, 2015 - November 20, 2017

WADDELL & REED

RIA

CRD#: 866

BIRMINGHAM, MI

Past

November 30, 2015 - November 20, 2017

WADDELL & REED

CRD#: 866

BIRMINGHAM, MI

Past

September 7, 2012 - October 17, 2014

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

GRAND RAPIDS, MI

Past

July 12, 2012 - December 4, 2015

VOISARD ASSET MANAGEMENT GROUP

RIA

CRD#: 118048

GRAND RAPIDS, MI

Past

October 18, 2011 - July 6, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

GRAND RAPIDS, MI

Past

August 3, 2011 - July 6, 2012

NEW ENGLAND SECURITIES

CRD#: 615

GRAND RAPIDS, MI

Past

January 6, 2011 - February 3, 2011

NEW ENGLAND SECURITIES

CRD#: 615

GRAND RAPIDS, MI

Past

March 16, 2009 - August 5, 2011

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

GRAND RAPIDS, MI

Past

January 9, 2009 - August 5, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

GRAND RAPIDS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LFN ADVISORS INC.

LFN ADVISORS INC. | LFN ADVISORS LLC

CRD#: 169361 / SEC#: 801-114705

RIA

Registered Investment Advisory firm - (2/15/2019 Approved)

Colorado

Registered Investment Advisory firm - (2/21/2019 Terminated)

Michigan

Registered Investment Advisory firm - (2/19/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2009

General Securities Representative Examination

Current Firm

LFN ADVISORS INC.

LFN ADVISORS INC. | LFN ADVISORS LLC

CRD#: 169361 / SEC#: 801-114705

RIA

Registered Investment Advisory firm - (2/15/2019 Approved)

Colorado

Registered Investment Advisory firm - (2/21/2019 Terminated)

Michigan

Registered Investment Advisory firm - (2/19/2019 Terminated)

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Contact information

Main Address

700 Terrace Point Dr. Suite 325, Muskegon, MI 49440

Mailing Address

Phone number

(616) 589-4004

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (10/27/2025)

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 15,651,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ernest D. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest Dale Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

CONCORDE INVESTMENT SERVICES, LLC

VOISARD ASSET MANAGEMENT GROUP

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

LFN ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2009

SIE

Date: 11/20/2017

Series 7

Date: 1/8/2009

Current Firm

LFN ADVISORS INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LFN ADVISORS INC.

TRUST BUT VERIFY

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