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VK

Vernon J. Kempker

FIRST BANKERS' BANC SECURITIES,
St Louis, MO 63131
Some features on this profile are disabled
CRD#: 5622110
VK

Professional summary

Vernon Jude Kempker is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri.

Vernon is registered as a RR (Registered Representative) and started their career in finance in 2010. Vernon has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT PLAN ADVISORS LLC, 105 W ADAMS ST, SUITE 2175, CHICAGO, IL 60603. BEGAN 1/2017 AS ADVISORY REP OF A RIA. INVESTMENT RELATED. DEVOTES 15/MO - 15/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/MO - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) RETIREMENT PLAN ADVISORS HOLDINGS, INC. / 105 W ADAMS ST, SUITE 2175, CHICAGO IL 60603 / 01/01/2022 / OWNER - MEMBER OF RETIREMENT PLAN ADVISORS GROUP, LLC / 1HR/MO - 0HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vernon Jude Kempker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2022 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 1714 Deer Tracks Trail Suite110, St Louis, MO 63131
BD
CRD#: 15041
St Louis, MO
Past

July 26, 2018 - November 10, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Jefferson City, MO
Past

March 7, 2014 - October 28, 2022

RETIREMENT PLAN ADVISORS, LLC

RIA
CRD#: 122758
Jefferson City, MO
Past

December 13, 2011 - October 28, 2022

RETIREMENT PLAN ADVISORS SERVICES, LLC

BD
CRD#: 111392
CHICAGO, IL
Past

December 8, 2010 - November 10, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
JEFFERSON CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(12/12/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/8/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/24/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/7/2010
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FB
FIRST BANKERS' BANC SECURITIES, INC
FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Mailing Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Phone number
(314) 726-2880
Established
Missouri since 03/06/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANKERS' BANC INVESTMENT SERVICES LLCSHAREHOLDER
HAEDIKE, CHRISTINE DCHIEF COMPLIANCE OFFICER2489703
SPELLMEYER, ARTHUR WILLIAM IVPRESIDENT/CEO4872597

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST BANKERS' BANC SECURITIES, INC

CRD#: 15041St Louis, MO 63131

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