Yves O. Cochez

QUATTRO FINANCIAL ADVISORS

The Woodlands, TX 77380

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CRD#: 5622010

Professional summary

Yves Olivier Cochez, who also goes by Yves Cochez, is a registered financial advisor currently at QUATTRO FINANCIAL ADVISORS located in The Woodlands, Texas.

Yves is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Yves has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yves Cochez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yves Olivier Cochez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2017 - Present

QUATTRO FINANCIAL ADVISORS

Office #1: 1725 Hughes Landing Blvd Suite 845, The Woodlands, TX 77380

RIA

CRD#: 284852

The Woodlands, TX

Past

May 14, 2009 - August 24, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUATTRO FINANCIAL ADVISORS

QUATTRO FINANCIAL ADVISORS | QUATTRO FINANCIAL ADVISORS LLC

CRD#: 284852 / SEC#: 801-108263

RIA

Registered Investment Advisory firm - (8/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/13/2009

General Securities Representative Examination

Current Firm

QUATTRO FINANCIAL ADVISORS

QUATTRO FINANCIAL ADVISORS | QUATTRO FINANCIAL ADVISORS LLC

CRD#: 284852 / SEC#: 801-108263

RIA

Registered Investment Advisory firm - (8/22/2016 Approved)

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Contact information

Main Address

1725 Hughes Landing Blvd Suite 845, The Woodlands, TX 77380

Mailing Address

Phone number

(281) 323-4007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUATTRO FINANCIAL - FORM ADV PART 2A BROCHURE - MARCH 2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 1,444,550,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yves O. Cochez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yves Olivier Cochez's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUATTRO FINANCIAL ADVISORS

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

QUATTRO FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2017

Series 66

Date: 6/12/2009

Series 7

Date: 5/13/2009

Current Firm

QUATTRO FINANCIAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUATTRO FINANCIAL ADVISORS

TRUST BUT VERIFY

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