JT
Jeffrey A. Tooke
MHA FINANCIAL CORP
BUFFALO, NY
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CRD#: 5621579
JT
Professional summary
Jeffrey A Tooke, who also goes by Jeff Tooke, Jeffrey Allen Tooke, is a registered financial advisor currently at MHA FINANCIAL CORP located in Buffalo, New York and FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Tooke | Jeffrey Allen Tooke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FLOWERS ETC., NON INVESTMENT REALTED: LOCATION: BUFFALO NY; POSITION: CONSULTANT/DRIVER; START DATE: 2003; NUMBER OF HOURS: 4 HRS/WK, 0 DURING TRADING HOURS; DUTIES: DRIVER FOR DOMESTIC PARTNERS FLOWER SHOP (2) NON-VARIABLE INSURANCE PRODUCTS; INVESTMENT RELATED; LOCATION: BUFFALO, NY; NATURE OF BUSINESS: GENERAL NON-VARIABLE INSURANCE PRODUCTS SALES; START DATE: 5/2011; NUMBER OF HOURS: 4-8 PER/MONTH, 1-2 HOURS/MONTH DURING TRADING HOUR (3) BAY HARBOR ADVISORS LLC; INVESTMENT RELATED; LOCATION: BUFFALO, NY; POSITION/TITLE: MANAGING PARTNER; NATURE OF BUSINESS: FINANCIAL SERVICES (BD/IA) COMPLIANCE CONSULTING; START DATE: 3/2014; NUMBER OF HOURS: 20/MONTH; 12/MONTH DURING TRADING HOURS (4) FOUR POINTS INSURANCE AGENCY, LLC; INVESTMENT RELATED; LOCATION: NEW YORK, NY; POSITION HELD: CCO; NATURE OF BUSINESS: INSURANCE; START DATE: 08/2017; NUMBER OF HOURS: 20 PER/MONTH DURING TRADING HOURS; DUTIES INCLUDE SALES AND SUPERVISION OF INSURANCE ACTIVITIES, BOTH VARIABLE AND NON-VARIABLE AS DRP FOR INSURANCE AGENCY. VARIABLE SALES AND SUPERVISION DONE IN CONJUNCTION WITH FOUR POINTS CAPITAL PARTNERS, LLC. (5) MHA FINANCIAL CORP, NEW YORK, NY; INVESTMENT RELATED; STARTED MAY 2019; POSITION: CHIEF COMPLIANCE OFFICER; 4 HOURS/WEEK DURING TRADING. (6) FOUR POINTS CAPITAL PARTNERS, NEW YORK, NY; INVESTMENT RELATED; STARTED 7/2017; CHIEF COMPLIANCE OFFICER; 30 HOURS/WEEK DURING TRADING (7) TRINITY EPISCOPAL CHURCH, BUFFALO, NY; NOT INVESTMENT RELATED; STARTED APRIL 2022; CYBERSACRISTAN; LIVESTREAMING FOR SERVICES, WEDDINGS, FUNERALS, ETC.; ESTIMATED APPROXIMATELY 1-2 HOURS/WEEK. (8) CENTER FOR GLASS & LIGHT, BUFFALO, NY; NOT INVESTMENT RELATED; STARTED JULY 2022; BOARD MEMBER/TREASURER; BOARD MEMBER OF 501C3 SEEKING VARIOUS FUNDING FOR THE RESTORATION OF THE STAINED GLASS IN TRINITY EPISCOPAL CHURCH. 1 HOUR/MONTH. (9) EPISCOPAL DIOCESE OF WNY, TONAWANDA, NY; NOT INVESTMENT RELATED; STARTED SEPTEMBER 2022; TRANSITIONAL DEACON (ORDAINED 5/18/2024); IN FORMATION FOR ORDINATION TO THE EPISCOPALIAN PRIESTHOOD. INCLUDES BEING SUPPLY CLERGY FOR VARIOUS CHURCHES, AND INCLUDES SACREDQ/SACRED QUEST WEBSITE FOR SERMONS, REFLECTIONS, ETC.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey A Tooke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2019 - Present
MHA FINANCIAL CORP
Office #2: 55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450RIA
CRD#: 7462
BUFFALO, NY
Current
August 25, 2017 - Present
FOUR POINTS CAPITAL PARTNERS LLC
BD
CRD#: 43149
Buffalo, NY
Past
October 17, 2013 - December 5, 2023
AVENDUS CAPITAL, INC.
RIA
CRD#: 150160
Buffalo, NY
Past
February 8, 2010 - July 24, 2017
SGMA CAPITAL MARKETS LIMITED
BD
CRD#: 135327
CLARENCE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/29/2017)
RR
Arizona(8/25/2017)
RR
California(8/25/2017)
RR
Colorado(12/10/2019)
RR
District of Columbia(9/18/2018)
RR
Florida(8/25/2017)
RR
Georgia(8/25/2017)
RR
Maryland(9/21/2017)
RR
Massachusetts(9/18/2018)
IAR
Massachusetts(6/4/2019)
RR
Nevada(3/5/2020)
RR
New Hampshire(8/25/2017)
RR
New Jersey(9/21/2017)
IAR
New Jersey(3/10/2021)
RR
New York(8/25/2017)
IAR
New York(4/14/2021)
RR
North Carolina(8/25/2017)
RR
Oregon(12/10/2019)
RR
Pennsylvania(8/25/2017)
RR
South Dakota(9/21/2017)
RR
Tennessee(9/21/2017)
RR
Texas(8/25/2017)
IAR
Texas(5/30/2019)
RR
Virginia(9/18/2018)
RR
Washington(8/25/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MHA FINANCIAL CORP
DOCTORS FINANCIAL SERVICES | ZENITH CAPITAL | PRESTIGA FUND, LLC | MHA FINANCIAL CORP | M&A COUNSELORS AND FIDUCIARIES, LLC | HELIOS CAPITAL ADVISORS
CRD#: 7462 / SEC#: , 8-21836
Florida
Registered Investment Advisory firm - SEC (3/7/2005 Approved)Maryland
Registered Investment Advisory firm - SEC (10/30/2020 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/6/2011 Approved)New Jersey
Registered Investment Advisory firm - SEC (3/9/2021 Approved)New York
Registered Investment Advisory firm - SEC (12/12/2013 Approved)Texas
Registered Investment Advisory firm - SEC (12/9/2013 Approved)Virginia
Registered Investment Advisory firm - SEC (10/21/2020 Terminated)BD
Terminated by SEC on 02/25/2019
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Contact information
Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
Phone number
(212) 257-5240
Established
Massachusetts since 05/13/1977
Firm type
Corporation
Fiscal year end
December
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
