BM
Bertram T. Martin
RIVERGLADES FAMILY OFFICES
St. Petersburg, FL 33701
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CRD#: 5621276
BM
Professional summary
Bertram Templin Martin III, who also goes by Bert T Martin, Bertram Templin Martin, is a registered financial advisor currently at RIVERGLADES FAMILY OFFICES, LLC located in St. Petersburg, Florida and MARTIN CAPITAL MANAGEMENT located in St. Petersburg, Florida.
Bertram is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Bertram has worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bert T Martin | Bertram Templin Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF BUSINESS - LION FUND LLC; INVESTMENT RELATED - YES; ADDRESS - 2805 PARKLAND BLVD., TAMPA, FLORIDA 33609; NATURE - IS AN INVESTMENT VEHICLE THAT WAS USED TO INVEST IN VENTURE CAPITAL FINANCING ALONG SIDE CAERUS VENTURES, A WEST PALM BEACH, FLORIDA VC FIRM; POSITION - PASSIVE OWNER/MEMBER; START DATE 05/22/2012; APPROXIMATE NUMBER OF HOURS PER MONTH - WITH ZERO DURING TRADING HOURS; DUTIES - PROVIDE BUSINESS SERVICES AND MANAGEMENT TO ENTITY. 2. NAME OF BUSINESS - MCB CONDOS LLC; INVESTMENT RELATED - YES; ADDRESS - 2805 PARKLAND BLVD., TAMPA, FLORIDA 33609; NATURE - IS A REAL ESTATE INVESTMENT BUSINESS CREATED TO TAKE ADVANTAGE OF REDUCED REAL ESTATE PRICES DURING THE 2008/09 FINANCIAL CRISES; POSITION - PASSIVE OWNER/MEMBER; START DATE 11/29/2010; APPROXIMATE NUMBER OF HOURS PER MONTH - WITH ZERO DURING TRADING HOURS; DUTIES - PROVIDE BUSINESS SERVICES AND MANAGEMENT TO ENTITY. 3. Bertram Templin Martin III is a Solicitor at Robertson Stephens Wealth Management. 4. Name; RiverGlades Family Offices LLC Address: Naples, Florida Is the business investment related? Yes Position/Title/Relationship: Investment Advisor Representative Start date: 10/1/2021 Approximate number of hours/ month you devote to this business: 5 Number of hours that you devote during securities trading: 5 5. St. Pete Free Clinic; not investment related; St. Petersburg, FL; nonprofit foodbank, health center & temporary housing facility; Volunteer Finance Committee Member; 09/2020; 2 hrs./month; 1 hr. during trading; monthly committee meetings. 6. Sister Margaret Freeman Foundation; not investment related; St. Petersburg, FL; nonprofit foundation; Trustee; 07/2022; 2 hrs./month; 1 hr. during trading; oversee outside investment managers based on investment policy statement guidelines.
CRS (Client Relationship Summary) - RIA
Click below to view Bertram Templin Martin III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2021 - Present
RIVERGLADES FAMILY OFFICES, LLC
Office #1: 705 14th Ave Ne, St. Petersburg, FL 33701RIA
CRD#: 171584
St. Petersburg, FL
Current
June 3, 2022 - Present
MARTIN CAPITAL MANAGEMENT
RIA
CRD#: 315155
St. Petersburg, FL
Past
September 7, 2020 - February 1, 2021
COLLABORATION CAPITAL LLC
RIA
CRD#: 289777
ST. PETERSBURG, FL
Past
August 9, 2016 - December 16, 2020
SUNCOAST EQUITY MANAGEMENT, LLC
RIA
CRD#: 108289
TAMPA, FL
Past
March 30, 2009 - October 27, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
TAMPA, FL
Past
December 17, 2008 - October 27, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RIVERGLADES FAMILY OFFICES, LLC
MARINELLI, PAUL J | RIVERGLADES FAMILY OFFICES, LLC
CRD#: 171584 / SEC#: 801-79857
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RF
RIVERGLADES FAMILY OFFICES, LLC
MARINELLI, PAUL J | RIVERGLADES FAMILY OFFICES, LLC
CRD#: 171584 / SEC#: 801-79857
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2640 Golden Gate Pkwy Suite #105, Naples, FL 34105
Mailing Address
Phone number
(239) 263-4079
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203 |
| AUM (Assets Under Management) | $ 194,058,547 |
Red Flags
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