Christopher L. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lars Webb, who also goes by Chris Webb, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2008. Christopher had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2012 - November 7, 2016
DIVERSIFY WEALTH MANAGEMENT LLC
July 26, 2011 - October 24, 2016
DFPG INVESTMENTS, LLC
December 11, 2008 - April 28, 2011
OMNI BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIVERSIFY WEALTH MANAGEMENT LLC
CRD#: 145593 / SEC#: 801-68547
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,416 |
| AUM (Assets Under Management) | $ 540,220,811 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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