RF
Ryan J. Fleming
"THE PILOT'S ADVISOR,"
SENECA, SC
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CRD#: 5620708
RF
Ryan Joseph Fleming"THE PILOT'S ADVISOR,"
Professional summary
Ryan Joseph Fleming, who also goes by Ryan Fleming, is a registered financial advisor currently at "THE PILOT'S ADVISOR," LLC located in Seneca, South Carolina.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 2 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Ryan Fleming
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FEDEX, NON INVESTMENT RELATED, 3131 DEMOCRAT RD. MEMPHIS, TN 38118. PILOT, START DATE 04/2012, FLEXIBLE HOURS, APPROXIMATELY 20 HOURS PER MONTH, DUTIES ARE FLYING PLANES. 2) INVESTMENT PROPERTIES, NOT INVESTMENT-RELATED. ONLY FOR PERSONAL INVESTMENT PROPERTIES; HOME ADDRESS. COLLECTING RENT AND HANDLING ANY MAINTENANCE ISSUES THAT MAY COME UP; START DATE: 08/2002. 2 HOURS DEVOTED PER MONTH 0 DURING SECURITIES TRADING HOURS 3) INSURANCE - INVESTMENT RELATED. THE LAFAYETTE LIFE INSURANCE CO. 400 BROADWAY, CINCINNATI, OH 45202-3341 AND PENN MUTUAL. 600 DRESHER ROAD, HORSHAM, PA 19044. INSURANCE BUSINESS OUTSOURCED TO PENN MUTUAL/LAFAYETTE LIFE. START: 06/17/2022. APPOXIMATELY 2 HOURS PER MONTH, RESPONDING TO BASIC QUESTION, 0 HOURS DURING TRADING HOURS. 4) Pilot Tax, Investment Related, 220 West Jackson Street, Cicero, IN 46034. No Referral arrangement but refer clients to each other. Relationship started in August of 2022. Usually spend less than one hour per month devoted during securities trading, recommends advisory clients who may need tax services to Pilot Tax, no compensation received. 5) Max Performance Financial, Investment Related, 4737 County Rd 101, Unit 140, Minnetonka, MN, 55345, Referral arrangement, Start Date: June 2022. Two hours per month devoted and one hour per month devoted during securities trading, recommends advisory clients who may need insurance services to Max Performance Financial, Mr. Fleming receives compensation from this referral arrangement. If clients purchase insurance products, Mr. Fleming receives 50% of the commission. 6) BOLT Management, LLC; Investment Related; Seneca, SC; Captive insurance/reinsurance holding structure; Sole Owner/Managing Member; 2024; No time is devoted per month to this matter; sole owner and managing member. 7) Doin Blue, LLC; Not-investment related; Seneca, SC; LLC for airplane that is chartered to DoubleDay Aviation; Sole Owner/ Managing Member; 2025; 10 minutes per month is devoted to this matter; there are no duties for Mr. Fleming with this company.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Joseph Fleming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 29, 2012 - Present
"THE PILOT'S ADVISOR," LLC
RIA
CRD#: 160241
SENECA, SC
Past
January 8, 2009 - February 17, 2012
CANTELLA & CO., INC.
RIA
CRD#: 13905
BELLEVILLE, IL
Past
December 1, 2008 - February 17, 2012
CANTELLA & CO., INC.
BD
CRD#: 13905
BELLEVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
"P
"THE PILOT'S ADVISOR," LLC
"THE PILOT'S ADVISOR," LLC | THE PILOTS ADVISOR | THE PILOT'S ADVISOR | FLEMING FINANCIAL GROUP, LLC DBA "THE PILOT'S ADVISOR" | FLEMING FINANCIAL GROUP, LLC
CRD#: 160241 / SEC#: 801-133005
RIA
Registered Investment Advisory firm - (6/16/2025 Approved)Alabama
Registered Investment Advisory firm - (6/16/2025 Terminated)Alaska
Registered Investment Advisory firm - (6/16/2025 Terminated)Arizona
Registered Investment Advisory firm - (6/16/2025 Terminated)California
Registered Investment Advisory firm - (7/16/2025 Terminated)Colorado
Registered Investment Advisory firm - (6/19/2025 Terminated)Connecticut
Registered Investment Advisory firm - (6/26/2025 Terminated)Florida
Registered Investment Advisory firm - (6/16/2025 Terminated)Georgia
Registered Investment Advisory firm - (6/16/2025 Terminated)Idaho
Registered Investment Advisory firm - (6/16/2025 Terminated)Illinois
Registered Investment Advisory firm - (6/16/2025 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2025 Terminated)Louisiana
Registered Investment Advisory firm - (6/16/2025 Terminated)Michigan
Registered Investment Advisory firm - (6/16/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/16/2025 Terminated)Mississippi
Registered Investment Advisory firm - (7/1/2025 Terminated)Montana
Registered Investment Advisory firm - (6/24/2025 Terminated)Nevada
Registered Investment Advisory firm - (6/16/2025 Terminated)New Hampshire
Registered Investment Advisory firm - (6/24/2025 Terminated)New Jersey
Registered Investment Advisory firm - (6/17/2025 Terminated)New York
Registered Investment Advisory firm - (6/16/2025 Terminated)North Carolina
Registered Investment Advisory firm - (6/18/2025 Terminated)Ohio
Registered Investment Advisory firm - (6/16/2025 Terminated)Oklahoma
Registered Investment Advisory firm - (6/16/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2025 Terminated)South Carolina
Registered Investment Advisory firm - (6/16/2025 Terminated)Tennessee
Registered Investment Advisory firm - (7/16/2025 Terminated)Texas
Registered Investment Advisory firm - (6/16/2025 Terminated)Utah
Registered Investment Advisory firm - (6/18/2025 Terminated)Virginia
Registered Investment Advisory firm - (6/23/2025 Terminated)Washington
Registered Investment Advisory firm - (7/16/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (6/16/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(8/8/2012)
IAR
Texas(9/28/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
"P
"THE PILOT'S ADVISOR," LLC
"THE PILOT'S ADVISOR," LLC | THE PILOTS ADVISOR | THE PILOT'S ADVISOR | FLEMING FINANCIAL GROUP, LLC DBA "THE PILOT'S ADVISOR" | FLEMING FINANCIAL GROUP, LLC
CRD#: 160241 / SEC#: 801-133005
RIA
Registered Investment Advisory firm - (6/16/2025 Approved)Alabama
Registered Investment Advisory firm - (6/16/2025 Terminated)Alaska
Registered Investment Advisory firm - (6/16/2025 Terminated)Arizona
Registered Investment Advisory firm - (6/16/2025 Terminated)California
Registered Investment Advisory firm - (7/16/2025 Terminated)Colorado
Registered Investment Advisory firm - (6/19/2025 Terminated)Connecticut
Registered Investment Advisory firm - (6/26/2025 Terminated)Florida
Registered Investment Advisory firm - (6/16/2025 Terminated)Georgia
Registered Investment Advisory firm - (6/16/2025 Terminated)Idaho
Registered Investment Advisory firm - (6/16/2025 Terminated)Illinois
Registered Investment Advisory firm - (6/16/2025 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2025 Terminated)Louisiana
Registered Investment Advisory firm - (6/16/2025 Terminated)Michigan
Registered Investment Advisory firm - (6/16/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/16/2025 Terminated)Mississippi
Registered Investment Advisory firm - (7/1/2025 Terminated)Montana
Registered Investment Advisory firm - (6/24/2025 Terminated)Nevada
Registered Investment Advisory firm - (6/16/2025 Terminated)New Hampshire
Registered Investment Advisory firm - (6/24/2025 Terminated)New Jersey
Registered Investment Advisory firm - (6/17/2025 Terminated)New York
Registered Investment Advisory firm - (6/16/2025 Terminated)North Carolina
Registered Investment Advisory firm - (6/18/2025 Terminated)Ohio
Registered Investment Advisory firm - (6/16/2025 Terminated)Oklahoma
Registered Investment Advisory firm - (6/16/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2025 Terminated)South Carolina
Registered Investment Advisory firm - (6/16/2025 Terminated)Tennessee
Registered Investment Advisory firm - (7/16/2025 Terminated)Texas
Registered Investment Advisory firm - (6/16/2025 Terminated)Utah
Registered Investment Advisory firm - (6/18/2025 Terminated)Virginia
Registered Investment Advisory firm - (6/23/2025 Terminated)Washington
Registered Investment Advisory firm - (7/16/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (6/16/2025 Terminated)Loading...
Contact information
Main Address
Seneca, SC
Mailing Address
190 S. Hwy 11 Unit 114, West Union, SC 29696-2405
Phone number
(843) 475-3038
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (32 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
