Matthew S. Smith
Professional summary
Matthew Scott Smith, who also goes by Matthew Smith, is a registered financial advisor currently at NEWPORT WEALTH ADVISORS, INC. located in Newport Beach, California and CENTAURUS FINANCIAL, INC. located in San Marcos, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Scott Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2018 - Present
NEWPORT WEALTH ADVISORS, INC.
Office #1: 4695 Macarthur Court 11th Floor, Newport Beach, CA 92660April 23, 2015 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 100 E. San Marcos Blvd. Suite #400, San Marcos, CA 92069April 29, 2015 - December 31, 2017
NEWPORT WEALTH ADVISORS, INC.
June 14, 2010 - May 30, 2013
MORGAN STANLEY
May 19, 2010 - May 30, 2013
MORGAN STANLEY
Primary Firm SEC Registration
NEWPORT WEALTH ADVISORS, INC.
CRD#: 137159 / SEC#: 801-130464
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2015)
(1/9/2018)
Exams
FINRA
Current Firm
NEWPORT WEALTH ADVISORS, INC.
CRD#: 137159 / SEC#: 801-130464
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 193,260,000 |
Red Flags
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