David J. Mcquaid
Professional summary
David James Mcquaid is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 2009. David has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Mcquaid's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2009 - Present
COMPASS SECURITIES CORPORATION
Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734June 3, 2009 - August 11, 2009
OMNICAP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2009)
(1/6/2012)
(9/3/2009)
(1/6/2012)
(8/18/2009)
(1/6/2012)
(1/12/2012)
(8/18/2009)
(9/28/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Braintree, MA 02184-8734TRUST BUT VERIFY
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