SB
Scott A. Blackley
ROSSBY FINANCIAL
FRIENDSWOOD, TX
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CRD#: 5620425
SB
Professional summary
Scott Allen Blackley, who also goes by Scott Blackley, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Friendswood, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Blackley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Seabrook Rotary | Position: Member Only | Address: P.O. Box 869, Seabrook, TX 77586 | Start Date: October 07, 2012 |Investment Related: No Nature of Activity: Charity | Hours per Month: Less than 10 |Trading Hours per Month: Less than 10 | Description of Duties: Working with activities involving the club. 2.) The Second Wind Foundation | Position: Board Member | Address: 4601 Hamblen Ct., Seabrook, TX 77586 | Start Date: June 24, 2021 Investment Related: No | Nature of Activity: Charity/Foundation | Hours per Month: Less than 3 | Trading Hours per Month: Less than 3 | Description of Duties: A charity focused on giving books to children worldwide and helping people make a significant impact. 3.) Insurance Brokerage at Trucess | Position: President/Owner | Address: 510 Hwy 3 N, League City, TX 77573 | Start Date: October 1, 2021 Investment Related: No | Nature of Activity: Life Insurance Brokerage | Hours per Month: 10-25 hrs | Description of Duties: Insurance sales and service for multiple carriers. 4.) Trucess Tax Savings | Position: Proprietor/Owner | Address: 510 Hwy 3 N, League City, TX 77573, United States | Start Date: January 23, 2023 Investment Related: No | Nature of Activity: EA/Tax Planning Services | Hours per Month: 60 | Description: Enrolled Agent (Licensed), providing services in business and personal taxes, bookkeeping, Client Accounting Services (CAS), Tax Advisory Services (TAS), and tax returns. 5.) 5) Trucess, dba name for advisory services offered through Rossby Financial, LLC, President, start date 05/01/2024, dba name/support company, Rossby Financial and Trucess are unaffiliated entities.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allen Blackley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2024 - Present
ROSSBY FINANCIAL, LLC
RIA
CRD#: 324631
FRIENDSWOOD, TX
Past
May 30, 2017 - October 29, 2021
WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.
RIA
CRD#: 119127
HOUSTON, TX
Past
March 30, 2015 - May 21, 2024
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
LEAGUE CITY, TX
Past
December 9, 2011 - May 21, 2024
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
LEAGUE CITY, TX
Past
December 15, 2008 - December 20, 2011
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS
CRD#: 324631 / SEC#: 801-127370
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS
CRD#: 324631 / SEC#: 801-127370
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2412 Irwin Street, Melbourne, FL 32901
Mailing Address
Phone number
(321) 209-0111
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 804 |
| AUM (Assets Under Management) | $ 358,627,117 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
