AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SL

Samantha B. Link

BROCKENBROUGH
RICHMOND, VA 23226-2050
Some features on this profile are disabled
CRD#: 5620326
SL

Professional summary

Samantha Bissland-moore Link, CFP®, who also goes by Samantha Bissland Link, Samantha Moore Link, Samantha Bissland Moore, Samantha Moore, is a registered financial advisor currently at BROCKENBROUGH located in Richmond, Virginia.

Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Samantha has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Samantha Bissland Link | Samantha Moore Link | Samantha Bissland Moore | Samantha Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Bissland-moore Link's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

October 19, 2020 - Present

BROCKENBROUGH

Office #1: 920 Libbie Ave. Suite 201, Richmond, VA 23226-2050
RIA
CRD#: 105142
RICHMOND, VA
Past

December 9, 2015 - October 5, 2020

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

December 9, 2015 - October 5, 2020

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

July 15, 2015 - December 15, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
GLEN ALLEN, VA
Past

July 13, 2015 - December 15, 2015

TD AMERITRADE, INC.

RIA
CRD#: 7870
GLEN ALLEN, VA
Past

July 13, 2015 - December 15, 2015

TD AMERITRADE, INC.

BD
CRD#: 7870
GLEN ALLEN, VA
Past

January 22, 2015 - July 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
RICHMOND, VA
Past

November 18, 2014 - July 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BROCKENBROUGH
BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691

RIA
Registered Investment Advisory firm - (7/1/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(10/19/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/2014
General Securities Representative Examination

Current Firm

BR
BROCKENBROUGH
BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691

RIA
Registered Investment Advisory firm - (7/1/1970 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
920 Libbie Ave. Suite 201, Richmond, VA 23226-2050
Mailing Address
Phone number
(804) 288-0404
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCKENBROUGH ADV PART 2A 6-30-2025_FINAL (6/25/2025)

Regulatory assets under management

Total Number of Accounts1,162
AUM (Assets Under Management)$ 5,442,429,889

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025
Cover Page
Report
11/12/2024
Cover Page
Report
10/26/2023
Cover Page
Report
11/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROCKENBROUGH

CRD#: 105142Richmond, VA 23226-2050

TRUST BUT VERIFY

Monitor Samantha Link

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
JM
Joseph McveyAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Powhatan, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics