Joshua A. Smittkamp

DOVER PARTNERS

Dayton, OH 45459-4111

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CRD#: 5620299

Professional summary

Joshua Andrew Smittkamp, AIF® is a registered financial advisor currently at DOVER PARTNERS INC located in Dayton, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joshua has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Andrew Smittkamp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 4, 2009 - Present

DOVER PARTNERS INC

Office #1: 476 Windsor Park Dr., Dayton, OH 45459-4111

RIA

CRD#: 105133

Dayton, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOVER PARTNERS INC

DOVER CONSULTING GROUP | DOVER PARTNERS INC

CRD#: 105133 / SEC#: 801-35543

RIA

Registered Investment Advisory firm - (11/24/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/4/2009)

IAR

Ohio
(3/6/2009)

IAR

Texas
(12/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2009

Uniform Investment Adviser Law Examination

Current Firm

DOVER PARTNERS INC

DOVER CONSULTING GROUP | DOVER PARTNERS INC

CRD#: 105133 / SEC#: 801-35543

RIA

Registered Investment Advisory firm - (11/24/1989 Approved)

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Contact information

Main Address

476 Windsor Park Dr., Dayton, OH 45459-4111

Mailing Address

Phone number

(937) 299-4105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2 (1/31/2025)

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 456,055,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua A. Smittkamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Andrew Smittkamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOVER PARTNERS INC

Primary Firm SEC Registration

DOVER PARTNERS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2009

Current Firm

DOVER PARTNERS INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOVER PARTNERS INC

TRUST BUT VERIFY

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