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Amber Holcombe

CRD# 5620104·Registered 2009 - 2022
Previously Registered: Being a previously registered professional could mean that Amber is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amber Holcombe, who also goes by Amber Hallman, was a registered financial advisor. Amber was a previously registered financial professional and started their career in finance 2009 - 2022. Amber had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amber Hallman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

IFP SECURITIES, LLC·CRD# 297287
BD
Woodstock, GA
June 4, 2019 - April 19, 2022
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Woodstock, GA
August 11, 2016 - April 19, 2022
LPL FINANCIAL LLC·CRD# 6413
RIA
Woodstock, GA
January 6, 2011 - May 23, 2019
LPL FINANCIAL LLC·CRD# 6413
BD
Woodstock, GA
January 4, 2011 - May 23, 2019
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Atlanta, GA
October 7, 2009 - December 15, 2010
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Atlanta, GA
January 7, 2009 - December 15, 2010

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Current Firm

IS
IFP SECURITIES, LLC

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: 8-70150
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone Number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFP GROUP, LLCOWNER—
ACHESON, JEFFERY ALLENCHIEF STRATEGY & GROWTH OFFICER706698
GILMAN, AARON LEECHIEF INVESTMENT OFFICER5611425
HAMM, WILLIAM CHRISTOPHERPRESIDENT & CHIEF EXECUTIVE OFFICER5814331
HAMM, WILLIAM EUGENE JREXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS1227713
JOHNSON, TORIANCHIEF COMPLIANCE OFFICER5363604
MEJIA, OSCAR MIGUELFINOP & CHIEF OPERATING OFFICER5569235

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 11/22/2010: No Business Name - DBA - Horizon Planning Group, Inc. - INV REL - At Reported Business Location(s)
(2) Amber Holcombe; Real Estate; Not investment related; 509 Kensington Park Drive, Canton, GA 30114; Residential homes to rent by the general public; Start 10/10/19; 5 hr/week.
(3)Holcombe & Company Estate Solutions; Not-investment related; 509 Kensington Park Drive, Canton, GA 30114; Real Estate investing and probate settlement services. Buying and selling of homes at a discount and helping executors settle probate via relationship with vendors and/or other real estate investors/agents; Owner; Start 10/7/20; 40 hrs/mo, 10 hrs during trading.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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