Bonard Jean-marie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonard Jean-marie, who also goes by Bonard Jean-marie Jr, Bonard Jean-marie, was a registered financial professional .
Bonard is a previously registered financial professional and started their career in finance in 2009. Bonard had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2014 - June 9, 2015
DAWSON JAMES SECURITIES, INC.
August 12, 2013 - February 18, 2014
GARDEN STATE SECURITIES, INC.
August 21, 2012 - November 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 22, 2010 - July 2, 2010
GARDEN STATE SECURITIES, INC.
May 1, 2009 - February 2, 2010
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
